Uduak E. Email & Phone Number

Texas, United States

Dallas, Texas, United States

• Achievements
• Successfully conducted thorough investigations of account activities, reviewing system-generated alerts to promptly identify and mitigate potential money laundering activities
• Developed detailed and comprehensive Suspicious Activity Reports (SARs), ensuring they met FinCEN requirements and accurately captured the nature of suspicious activities, involved parties, and evidence
• Managed submission of SARs within the 30-day regulatory timeframe to meet compliance
• Documented investigative findings meticulously, producing case files that ensured proper tracking and auditing for organizational and regulatory compliance
• Managed adherence to AML laws and regulations with evolving standards and guidelinesKey Initiatives

United States

• Achievements
• Streamlined business processes by managing renewals, new business, and unplanned due diligence through the KYC data hub and partner engagement.
• Provided senior management with regular updates on AML and compliance update
• Delivered timely responses to ad-hoc KYC requests from internal and external stakeholders, ensuring efficient client experiences.
• Leverage Jira automation feature to reduce manual processes in case tracking, such as auto-assigning tickets, sending notifications, and prioritizing high-risk cases.Key Initiatives
• Ensured timely achievement of compliance deliverables by collaborating with internal departments and meeting regulatory requirements.

United States

• Achievements
• Conducted investigations using CIP data and transaction activity to assess customer risk.
• Ensured customer information met OFAC and BSA/AML standards, maintaining strict adherence to regulatory requirements.
• Performed ongoing monitoring and enhanced due diligence for high-risk customers, following FINCEN regulations to mitigate potential risks.
• Analyzed data and drafted detailed SARs, ensuring compliance with FINCEN within the 30-day deadline.
• Implement Jira dashboards to track key AML metrics such as suspicious activity reports (SARs), case progression, and resolution times.Key Initiatives Ensured consistent compliance by adhering to implementation.

United States

• Achievements
• Maintained detailed tracking of KYC file statuses and customer record activities, ensuring timely completion.
• Conducted thorough background checks and due diligence on high-risk entities and customers, ensuring compliance before onboarding.
• Demonstrated responsibility for the onboarding process, consistently achieving high levels of client satisfaction.Key Initiatives
• Initiated and completed high-quality KYC files, including data input, document review, and product research, ensuring accuracy and compliance.
• Supported projects aimed at improving operational efficiency and quality

• Achievements
• Analyzed alerted transactions related to correspondent banking clients to improve identification of suspicious activities.
• Investigated accounting documents across departments for legal and ethical compliance and oversaw suspicious money transfers and transactions.
• Conducted inquiries into individuals suspected of illegal activities and used Excel and other tools for detailed data analysis.
• Managed back office needs and processed transactions accurately while maintaining high confidentiality in investigative procedures.Key Initiatives
• Developed and implemented a systematic approach to enhance the monitoring of suspicious transactions.