Veronica Sanchez Email & Phone Number

Caledonia, Wi, Us

• Administer commission management process including internal and external reporting• Onboard new commission sharing arrangements (CSA)• Review and approve the payment of eligible expenses under the firm’s CSA programs and 28 (e) eligibility• Work with trading on commission targeting, related progress, and remaining balances• Review of commission rates in OMS and related trade activity• Administer new counterparty requests and periodic review• Assist with the maintenance… Show more • Administer commission management process including internal and external reporting• Onboard new commission sharing arrangements (CSA)• Review and approve the payment of eligible expenses under the firm’s CSA programs and 28 (e) eligibility• Work with trading on commission targeting, related progress, and remaining balances• Review of commission rates in OMS and related trade activity• Administer new counterparty requests and periodic review• Assist with the maintenance of commission management policies and procedures • Prepare periodic commission reconciliations• Create reports in Tableau for internal management reporting Show less

• Oversight of daily settlement processes as well as finalizing decisions regarding process change• Team representative for business continuity planning as well as internal and external audits• Settlements advisor for client account fundings and transitions, including review of investment management agreements, client discussions on settlement processes, maintenance of country openings, and new custodian onboarding• Maintain data integrity in OMS while minimizing the number… Show more • Oversight of daily settlement processes as well as finalizing decisions regarding process change• Team representative for business continuity planning as well as internal and external audits• Settlements advisor for client account fundings and transitions, including review of investment management agreements, client discussions on settlement processes, maintenance of country openings, and new custodian onboarding• Maintain data integrity in OMS while minimizing the number of commission and broker rules required, updating commission rates and general maintenance• Responsible for new counterparty approvals and ongoing maintenance• Analyze new country investments by identifying operational risks and determining if new procedures are required as well as system setup and enrichment Show less

• Administered the processing and settlement of equity trades• Primary liaison between domestic traders, clients, brokers and custodial banks• Created training materials and trained new team associates• Maintained settlement instructions for both brokers and custodians• Researched reconciliation exceptions for equity and foreign cash• Participated in team’s business continuity planning• Facilitated foreign exchange… Show more • Administered the processing and settlement of equity trades• Primary liaison between domestic traders, clients, brokers and custodial banks• Created training materials and trained new team associates• Maintained settlement instructions for both brokers and custodians• Researched reconciliation exceptions for equity and foreign cash• Participated in team’s business continuity planning• Facilitated foreign exchange execution Show less

Bachelor Of Arts (B.A.), Business Administration And Management, General

Education record