Compliance Manager Of Third Party Client Companies
CurrentManager of the Third-Party Origination (TPO) Department Team providing daily maintenance and relationship support for over 8,000 TPO companies across the United States. Department function includes the support of two help desks ensuring high level customer support for Sales and Company Clients, reviewing and analyzing TPO Client agreements, TPO adherance to BSA/AML and other regulatory governances, TPO Client financial reports, TPO Company and employee(s) NMLS (National Mortgage Licensing System) records and other documents necessary for first approval and annual renewals and insuring that TPO Company status is accurately maintained across three systems. Audit reports are analyzed daily, weekly and monthly to identify gaps or trends that might need to be reported to Senior Management for review. Assist and train Specialists for cross function work with other departments that include QC, Regulatory Examinations, and IT projects for process improvement. ► Establish and maintain processes to support a continuously changing workflow to ensure compliance and accuracy in the TPO Department with Customer Service at the forefront. ► Collaborate with other Department Managers for a cohesive approach to all internal areas that support the TPO line of business and the company Compliance Program. ► Provide group presentations and personal support to new Sales Account Executives as they discover the resources of the TPO department that benefit and assist in their business growth.
