Director Operations. Shared Services. Corporate And Investment Banking.
CurrentShared Services Operations supports Global Markets Business across client onboarding, CDD, regulatory documentation and approvals, customer tax withholding and reporting, statement and confirm management, account and product data lifecycle management, and safekeeping client service. Major themes include data quality and stewardship, advancing compliance capabilities, onboarding scalability, automation, business enablement and growth, client service improvements, and vendor… Show more Shared Services Operations supports Global Markets Business across client onboarding, CDD, regulatory documentation and approvals, customer tax withholding and reporting, statement and confirm management, account and product data lifecycle management, and safekeeping client service. Major themes include data quality and stewardship, advancing compliance capabilities, onboarding scalability, automation, business enablement and growth, client service improvements, and vendor management.Approval to Transact: Approval to Transact provides lifecycle support for account regulatory adherence including pre and post trade regulatory due diligence checks, client outreach, quality assurance checks, fraud prevention through standard settlement instruction callbacks, remediation, and regulatory surveillance.Client Data & Onboarding: The group provides end-to-end onboarding and data governance across Client Facilitation, Client Due Diligence, Client Account Setup and Maintenance. Client Services: The team supports regulatory mailing, client service support for customer inquiries, and safekeeping services such as pledging, & third party trading. Data Integrity & Strategy Output Management: The group drives data quality management through data analysis, data expertise, data extracts and reporting, risk framework uplift, and standardization of reporting and analytics. Output Management includes oversight of FINRA regulated confirmations and statements, acting as a liaison between Wells Fargo and third-party vendors to ensure that documents are generated and delivered within SLA. Product Data: The team is responsible for the set up, lifecycle maintenance, and data stewardship of financial products/instrumentsTax Operations: The team ensures that CIB is compliant with the Global Tax Information Reporting Policy and Internal Revenue Service (IRS) regulations for tax form validation and withholding calculations. Show less