Vincent Luk Email and Phone Number

Engaged in various projects with NAB and ubank.

NAB Integrated Payroll Compliance Program | Sep 2024 - PresentKey Responsibilities:• Manage Project and Business resource effort across issue triage, solution design, payment model build & validation• Design and implement project governance structure• Produce executive reporting---

ubank Financial Crime Uplift Program | Jan 2024 - Aug 2024Key Responsibilities:• Managed a dedicated team to introduce/uplift 30+ controls in the Financial Crime Operations and Line 1 Risk environment, in order to meet AML/CTF compliance obligations.• Uplifted process maturity of Financial Crime Operations, Fraud Operations, and Transaction Monitoring teams, bringing documentation in line with wider NAB Group standard.• Created new WIs, SOPs, process maps • Created BIA and RIA documentation relating to enhanced technology, processes and controls.---

NAB Corporate & Institutional Banking | Jan 2023 – Dec 2023Business Lending Distribution Program (BLDP) and Project ApheliaKey Responsibilities:• Verified historical requirements and existing design against a revised target-state. Elicited new requirements to address the newly identified gaps. • Coordinated workshops to clarify and document the change / risk impacts to business processes throughout the different stages of implementation. • Developed test cases that drove various cycles of SIT and UAT. Ensured new structured finance solution was fit-for-purpose and integrated seamlessly with other upstream and downstream systems within existing architecture. ---

Project DBI - Finance, Tax & Treasury (FTT) Stream | Jun 2021 – Dec 2022Acquisition and Integration of NAB (ubank) and 86 400Key Responsibilities:• Developed the Business Requirements Document which outlined all impacted business functions (eg. regulatory reporting, securitisation), and elicited requirements to achieve automatic data integration between the two banks.• Led change and risk impact assessment workshops with business stakeholders to ensure transition to new operational processes were clearly understood.• Created process documentation / work instructions to mitigate risks during the interim phase of delivery.• Constructed itemised runbooks to coordinate delivery of key milestones.• Led gap analysis and worked with business stakeholders to minimise impact to committed timelines.---

NAB Project Eagle - Governance, Legal & Compliance (GLC) Stream | Mar 2021 – May 2021Separation of NAB and MLC WealthKey Responsibilities:• Coordinated the categorisation and separation of unstructured data. • Worked closely with Risk teams to examine nature of the data and documented requirements to migrate separated data onto an external platform