Warren Schmidt Email & Phone Number

St Louis, Missouri, United States

Perform testing of internal controls over various lines of business, concentrating on Wealth Management, including brokerage services. Role functions as a second line of defense and works closely with Internal Audit and Compliance/Legal business partners.

Greater St. Louis Area

Responsible for executing high quality audits, risk management & control services over the IT infrastructure, applications and processes. Responsible for delivering high quality internal audit results , including planning, performing IT risk assessments, identifying controls, and developing and executing test plans to assess design and effectiveness. Key focus areas are risk assessment and review of internal controls related to Payment Card Industry (PCI) Standards, corporate policy, laws, and regulations, as they relate to the Company's IT systems.

O'Fallon, Mo

Conducted SOX testing, recruited and trained testers and reviewed their work. Developed reports and presentations regarding findings. Presented to Finance Steering Committee.

O'Fallon, Mo

Managed and tested audit procedures, including developing objectives and criteria, conducting interviews with IT process owners, documenting processes and procedures, gathering and analyzing data and evidence, identifying and defining audit observations and communicating results. Partnered with management to perform risk assessments, analyze and document internal controls and develop effective test plans. Conducted all planning and auditing for various processes.

O'Fallon, Mo