DOMESTIC AND INTERNATIONAL OPERATIONS/COMPLIANCE PROFESSIONAL / BUSINESS COACHSenior financial services professional with a complementary blend of management, operations, compliance, and technology experience. An energetic, creative and resourceful leader with strong technical and financial background. Consistent track record of setting and achieving goals while establishing policies and procedures built within a strong operational infrastructure. History of identifying issues at an early stage while finding immediate solutions. Effective communicator, with the ability to multi-task and interact with all levels of staff and management, and the technical knowledge required in today’s automated, regulated, and diverse market environment. Personal passions include humanitarian and social issues, politics, education and mentoring.Specialties: ADR/GDR MARKETSADR/GDR BANK RELATIONSHIP MANAGEMENT Global Arbitrage FINRA/SEC Compliance
Listed skills include Equities, Securities, Series 7, Fixed Income, and 38 others.