Chris A. Email & Phone Number

Denver, Co, Us

Denver, Colorado, United States

Duties include coordinating all aspects of international entity governance including preparing consents and minutes for board/stockholders/members, filing of annual reports, liaising with outside counsel and service providers, setting up the document repository for electronic minute books, and coordinating formation, dissolution, and merger of over 70 subsidiaries in 65 countries and counting around the world.

Denver Metropolitan Area

Assist in-house legal departments that may not need full-time headcount with subsidiary management, minute book maintenance/cleanup and other governance related matters.

Littleton, Co (Remote)

Act as Company Secretary while the company proceeds through the dissolution process.

Littleton, Co (Remote)

• Serve as director, secretary and global subsidiary manager for over 45 entities in 15 different countries in EMEA, APAC and the Americas. Responsible for making recommendations for new entity creation or reconciliation of existing entities. In charge of coordinating all filings related to governance of entities, liaising with outside counsel and service providers, providing recommendations for corporate activities, and setting up the document repository for electronic minutes books.• Responsible for maintaining Unit ledgers, liaising with investors, coordinating transfers among investors, responding to ownership questions, maintenance & distribution of cap tables and implementing SaaS stock plan administration tool.

Broomfield, Co

• Serve as director, secretary and global subsidiary manager for over 45 entities in 15 different countries in EMEA, APAC and the Americas. Responsible for coordinating all filings related to governance of entities, liaising with outside counsel and service providers, providing recommendations for corporate activities, and setting up the document repository for electronic minutes books.• Responsible for maintaining stock and option ledgers, preparing grant notices, cutting stock certificates in connection with option exercises and restricted stock awards and implementing SaaS stock plan administration tool.

Denver, Colorado, United States

Oversee and assist in management of all 65 entities; Maintain minute books and officer/director lists for all entities; Attend and prepare minutes for board and committee meetings; Prepare written consents authorizing corporate action, as needed; Maintain/update Company structure chart; Manage legal invoices and coordinate with AP on behalf of Legal Department; Assist with preparation of presentations for Board and Committees; Assist with preparation of Town Hall presentations

Rocky Mountain Chapter

Rocky Mountain Chapter

Responsible for assisting local chapter with setting up meetings and deciding on timely discussion topics.

Broomfield, Co

*Coordinated corporate governance for both domestic and intl subsidiaries.*Served on board of directors for numerous subsidiaries including entities located in IE, UK, AU, JP and AT.*Served as Stock Option Plan Administrator and Transfer Agent.*Coordinated training for all employees worldwide on stock plan participation.*Implemented SaaS stock plan administration tool.*Coordinated creation of electronic contract and governance repository.*Worked directly with GC and Executive Officers on various matters.

Drafted board and stockholder minutes and consents for various types of transactions. Prepared documents relating to formation, financing (founder, preferred, bridge and debt) and continuing operations of various types of companies including biomedical and high-tech companies. Drafted various types of agreements including restricted stock purchase agreements and stock transfer agreements. Assisted with preparing legal opinions and backup documentation. Acted as Transfer Agent for numerous private company clients by preparing stock and option exercises, stock transfers and organizing and maintaining stock and option ledgers. Assisted with initial public offerings and follow-on offerings for various entities. Coordinated blue sky filings with the SEC and various state securities agencies. Prepared D&O questionnaires in connection with filing of annual reports and initial public offerings. Organized documents for production in response to diligence requests.

Greater San Diego Area

Assisted with formation of entity; Advised on legal issues dealing with non-profits; Provided insight on day-to-day matters involved in managing properties for low-income and mentally challenged individuals.

Responsible for drafting and tracking contracts with physicians for numerous large-scale healthcare companies. Prepared documents relating to all aspects of corporate entity formation and maintenance. Supervised various large-scale document requests in response to government subpoenas. Coordinated blue sky filings with the SEC and state agencies. Organized documents for production in response to discovery requests. Coordinated numerous large closings for projects such as real estate acquisitions, refinancings and restructurings, hotel/condo projects, initial public offerings and equity offerings.

Shamrocklove specialized in raising money and supplies for underprivileged children in Mexico. I helped form and served on the board of directors of the company.

J.D.

Certified Equity Professional Certification

The CEPI curriculum focuses on the core disciplines of equity compensation: Accounting; Equity Plan Design, Analysis and Administration.

B.S. Business Administration, Emphasis In Real Estate; Minor In Biology/Ecology

Activities and Societies: Beta Gamma Sigma; The Golden Key National Honor SocietyGraduated Magna Cum Laude with Distinction; Dean’s List.

A.S., Business Administration