Wei Wang Email & Phone Number

加拿大 英属哥伦比亚 北温哥华区

Vancouver, British Columbia, Canada

During practicum in BCPS, I experienced and practiced several roles responsibilities, e.g. Front Counter reception – responding to requests from the public and defence counsel about upcoming court appearances, and criminal files; Accessing and communicating information from Government Criminal case file applications; Building court lists with the Training Supervisor; Email correspondence with defence counsel, legal staff, Crown counsel and other stakeholders; Virtual File Cart shadowing, learning specific tasks assigned to this position.

Shanghai City, China

1. New product/service appraisal and approval including professional advice and risk indication on investment/derivative product, funds settlement, mortgage and refinancing business, e-banking/bank card/online ( digital) wealth management product, etc.2. Contribute to the design, implementation and on-going improvement of compliance manuals, policies, procedures, and systems 3. Evaluate and advise on country wide compliance issues in relation to product/process initiatives and reviews4. Daily AML related work regarding SME and Retail business, including KYC, suspicious transaction identification, risk evaluation, and etc.5. Identify, analyze, and advise BU/SU on the impact of potential/proposed/new/amended compliance obligations and assist the BU/SU to develop action plans to comply and to build good relationships with clients6. Identify, develop and where necessary, deliver appropriate compliance learning contents7. Provide professional support and guidance on innovation of derivative product for T&M and effective communication with regulators8. Develop and maintain collaborative and effective working relationships with the China regulatory authorities and other relevant regulatory bodies9. Execute and maintain the compliance and regulatory risk monitoring and reporting program including completion of compliance monitoring to agreed schedules10. Coordinate with group project team to provide professional local regulatory advice for the cross region cooperation program (private banking, cross board a/c opening witness, cross board marketing activity, and etc.)11. Co-work with compliance FCSS team (Financial Crime and Securities Services) to jointly provide the compliance advices about anti-fraud measurements for the CBG & WMG new product/service12. Timely complete the annual compliance plan such as periodic compliance testing and regulation training

Shanghai City, China

1. AML officer (Anti-Money Laundry), in charge of the design, implementation, and review of local AML policy 2. Compliance regulation control on corporate banking business for cash management and RMB settlement 3. RCSA coordination (Risk and Control Self-Assessment)4. Liaised with central bank for financial regulations and business issues5. Identify, assess and provide advice on regulatory needs and risks in relation to establishment of operations, development of Citibank China products and marketing and delivery of such products.6. Assist respective Country to define, identify, evaluate and mitigate Compliance and Operational risks.

Shanghai City, China

1. Documents checking for consumer and corporate transactions under Trade and Non-trade items complying with SAFE regulations and internal policies.  2. PBOC and SAFE reporting in regards to each inward and outward payments. Daily cash cover report handling and management.3. Supervising team to handle account opening and maintenance in line with SAFE/PBOC regulations.

Shanghai City, China

1. Documents checking for consumer and corporate transactions for cross board inward/outward payment2. Conduct balance of payment (BOP) statistics with regulator to ensure consistent with the financial report3. Kept regular contacts with overseas branches in regards to overseas accounts opening, maintenance and documents witness.4. Finalizing various regulatory reports to PBOC/SAFE

Legal Assistant/Paralegal, A, Gpa4.17

The courses we studied such as Family Law, Wills & Probate, Art of Conveyancing, Basic Securities Procedures, Basic Civil Litigation.

Bachelor'S Degree, Business Administration, A