Responsible for defining, planning, and drivingBupa's Compliance Strategy and Plan.

Responsibilities:Responsible for Risk and Compliance across all aspects of the bank, including the design and implementation of Judo Bank’s compliance framework, polices, regulatory change management, control environment, assurance, monitoring and training.ASIC registered Responsible Manager and Key Person on the Australian Financial Services License. AML/CTF Compliance Officer.Complaints Officer.Responsible for ASX listing requirements associated with Judo’s IPO.Managed regulatory relations and reviews with ASIC, APRA, ACCC, OAIC and AUSTRAC.Business Lead for Open Banking (Consumer Data Rights)Achievements:Played a key role in growing the business from an early start-up to a publicly listed company capitalised at $2.3 billion with a $10 billion loan book.Winner of the Judo Master award for demonstration of company values.Successfully led and delivered multiple technology projects including the implementation of Judo’s Governance Risk and Compliance system, and Consumer Data Rights (‘Open Banking’) solution.

Powerwrap Limited (*Now Praemium Ltd)(AFSL 329829) is a financial services company that provides expert investment execution, SMA's, investment reporting, and tax management for Financial Advisers. One of the fastest growing businesses in its sector in the country.Responsibilities:Reporting to the CEO and Board, I was accountable for Risk and Compliance across the whole business. This included the design and implementation of the compliance and risk framework, polices and training.Oversaw the operation of the Managed Investment Schemes (MIS), Separately Managed Accounts (SMAs), Managed Discretionary Accounts (MDA), and Managed Funds including Superannuation funds.ASIC Responsible Manger on the Australian Financial Services License, AML/CTF Officer, Complaints Officer, and Privacy Officer.Responsible for managing audit and compliance obligations for registered Managed Investment Schemes, including AFSL audits and GS-007.Achievements:Performed a key role in growing the business from a small start-up platform that administered approximately $200 Mill in assets to a publicly listed business administering over $9 Bill in assets.Created a service supporting Wealth Managers (predominantly consisting of groups from UBS, Macquarie and JB Were) in establishing their own independent businesses including Koda Capital, Escala Partners, Lugarno Partners, Sempre and Yarra Wealth. This involved arranging all aspects of their regulatory and risk frameworks including, obtaining AFSL's, training, insurance, compliance registers, policies and ongoing AFSL supervision.Established Australia’s first fully digital online process that takes customers from account onboarding to asset transfer.Managed regulatory aspects of Powerwrap’s Initial Public Offering (IPO).Successfully designed and implemented a technology based risk and compliance framework including GRC.Managed regulatory surveillance enquiries and reviews.

Established in 1975, PhillipCapital is one of Asia’s largest financial institutions with a global reach extending into the UK, Europe and the US. PhillipCapital employs over 3,500 staff serving more than 780,000 clients and operates in the financial hubs of 16 countries with offices in Australia, Singapore, Malaysia, Cambodia, Indonesia, Thailand, Hong Kong, China, Japan, India, Sri Lanka, Dubai, Turkey, France, United Kingdom and USA. Head of Compliance and Risk Management at Phillip Capital. This includes all aspects of the business including institutional and retail broking, funds management and corporate finance.My role has also involved responsibility for managing the development of various products and capabilities within the organization including, International Equities, ETO’s, FX and CFD’s.

Responsibilities:Established client relationships with various high-net-worth and institutional clients.Specialised in providing tailored investment strategies and portfolio management.

As a Consultant I worked predominantly in the Financial services sector where I provided strategic and technology based solutions to some of Australia's largest financial institutions including, ANZ Bank, National Australia Bank, Westpac and AXA.Kansai Electric (Nuclear Energy): Japanese energy market supplier analysis.Westpac Bank: Global mortgage best practices analysis.Singaporean Government: Development of online superannuation portal.AXA: Overseas withholding tax system enhancements.Telstra: Developed their online billing site, and CRM capabilityANZ Bank: Enhancement of the ANZ Risk engine and ATM system enhancementsNational Australia Bank: CRM.