Yogesh Joshi Email & Phone Number

Pune, Mh, In

Pune, Maharashtra, India

Pune

Lead IT Compliance team covering - - IT Internal reviews for Core Business, Fintech and Paytech business- Implementation & monitoring for regulatory compliance (RBI, NPCI, ISMS, PCI DSS) for Technology function- Cover areas such as ITGC controls, Application & Data Controls, TPRM & Access Management & SOD.

Pune Area, India

- Part of Bajaj Finserv Corporate Audit Group. Lead Internal Audits for business processes, Finance, Operations, IT & Fintech domains. - Handled complex business / function reviews including B2B, B2C, SME, Cards, Payments, Gold Loan, Finance, HR & IT. - Also lead IA function for 2 group companies having diverse & high growth business models.- Reviewed Finance processes such as Revenue, Accounts Payable, Fixed Assets, SAP platform & monitoring controls. Lead high impact audits in the areas of Expense process & SAP controls. - Lead end to end IT reviews. Instrumental in bringing best practices wrt IT compliance & Governance. Set processes for reviews wrt ITGC, Platform functionalities, Fintech initiatives, SoD & Change Management.- Implemented "BIU - Data Analytics for Audit" model; achieving substantial saving in audit fieldwork time for the team - Lead Audit Platform implementation project for BFL & group companies.

Mumbai

- Manage end to end IA execution and reporting for HO reviews, esp in IT, Network and Technology domains. - Additionally managed assurance projects such as IFC testing support, Audit workflow management software implementation, etc- Lead implementation of Finance SOD project by working with various stakeholders for consensus building. - Handled a team of more than 12 professionals via outsourced audit partner arrangement.

Pune

- Part of group Corporate Audit Function, owned areas of IT & operations reviews. - Handled ombudsman investigations and support in key IT control implementations- Handled Projects like Audit score cards, Management Awareness Score & Audit Automation platform.- For audit process excellence project; managed areas of audit documentation; data analytics for control monitoring and audit software implementation (part of GRC framework)- Supported control streamlining in IT platforms covering Access & SoD compliance; functional / configuration controls & monitoring

Pune, Gurgaon,

- Lead Internal Audits for West Region (Maharashtra, Mumbai, Goa & Gujarat circles)- Responsible for end to end internal audit management in the region including fieldwork, reporting and agreed action implementation- Support to audit committee reporting at board level for company & JV partners- Execution of management assurance projects such as continuous control monitoring, code of conduct roll out, usage of data analytics in internal audits- Execute ombudsman investigations and carry out necessary analytics procedures- Managed a team of ~10 (in house & outsourced) professionals

Pune, Mumbai

- Independently handled assignments in internal audits, Audit support, SOX and ERP functional reviews- As part of the diversified experience, some of the key assignments include: - Internal audit / audit committee reporting for Geometric Software, Atlas Copco - Sarbanes-Oxley compliance audit for Tata Motors, Tata Motors finance, Cummins India - Automated controls in ERPs (Oracle & SAP) for quarterly statutory audit & reporting cycles for clients like TACO group, KSB Pumps, Mahindra TW, Tata Technologies - Post implementation ERP functional reviews for Kirloskar Oil Engines, Endurance group - Conceptualised & implemented data analytics based tools for internal audits

- Internal audit assignments; including root-cause analysis & action implementation.- Implemented SOX projects for Clients such as Unilever, Cummins India, BMC Software & Tata Motors- Have international working experience in USA (BMC Software) & Philippines (Unilever)

- End to end execution of statutory audits for clients from manufacturing; trading & services.- Business consulting for ERP implementation; process re-engineering & management effectiveness. Major Clients include Sulzer, Cummins, etc.

Chartered Accountant, Accounting, Finance And Taxation

Project Management Professional (Pmp), Project Management

Certified Internal Auditor (Cia), Internal Audits

Certified Information Systems Auditor, Information Systems Audit, 83 Percent

Activities and Societies: 3rd Rank (83% score)

M.Com., Cost And Works Accounting