Yogita Patel Email & Phone Number

Perth, Western Australia, Australia

Fully FASEA compliant.Being a trusted adviser, helping busy professionals and families align their money with their life through identifying opportunities and working in partnership to formulating an effective financial plan / strategies and providing holistic advice with a range of wealth needs.Assisting clients with decisions around the best way to protect and grow their wealth, as well as balance competing financial goals.Develop enduring relationships with existing clients, providing strategic, quality advice offering delivered with a client centric approach.Maintenance of high level of compliance standards.Managing relationships with key centres of influence and internal stakeholders.Growing client revenue base as and when the opportunity arises.Solid understanding and knowledge of tax, superannuation, retirement income streams, investments and social security.Partaking in projects that assist the business improve its profitability and efficiency.

Perth, Western Australia

Provide assurance to Governance Boards and to Senior Managers of business units that key control objectives and compliance obligations are met through effective risk-based controls monitoring with insights to their business processes, controls and practical recommendations to remediate issues and improve processes. Manage and maintain oversight of risk monitoring performed by outsourcing agent, with regular coaching and developing individual's skills to ensure strong working partnerships are maintained.Contribute towards the implementation of the risk and compliance assurance plan and framework that supports the "three lines of defence" model and aligns to and supports BT risk strategy.

Perth, Western Australia

Provide assurance to Governance Boards and to Senior Managers of business units that key control objectives and compliance obligations are met through effective risk-based controls monitoring with insights to their business processes, controls and practical recommendations to remediate issues and improve processes.Supporting outsourced risk monitoring to ensure key controls are effective with offshore related work. Regular coaching to Genpact Risk to enhance risk awareness and monitoring documentation to meet BTFG standards and suggestions for continuous improvement.

Manage Support team for Relationship Managers for Institutional Fund Services (IFS), including on-boarding on Pension Funds, Insurance providers, Fund Managers and Fund of fund providers, Banks and Financial Institutions, performance of AML/CTF and KYC checks for all new business introduced to HSS, completion of annual client risk reviews, static data management, and maintenance of accurate fee structures. Team formed integral part of IFS liaising with various business units such as Relationship Management, New Business Transitions, Finance, Cash Management, Client Services, and Compliance.

Manage and support existing relationships with Institutional Fund Services (IFS) ensuring regular client service reviews and visits. Actively promoting IFS products and cross selling Group products to existing and potential clients, working in conjunction with sales management teams and Group Relationship Management. Regular analysis undertaken to ensure IFS provide a competitive service within the Custody industry.

Tier 1 Margin Lending - Personal Advice, Tier 1 Margin Lending - Personal Advice

Advanced Diploma In Financial Planning (Adfp), Financial Planning And Services

Diploma In Financial Planning (Dfp)

Bachelor Of Art (Honours) In Financial Services, Accounting And Finance

Btec National Diploma In Business And Finance

9 Gcses