Vice President Investment Banking
CurrentInvestment Banking Department-Prepared and drafted documents (e.g. circular and announcement) for several capital market transactions of listed companies with the roles of Independent Financial Adviser or Financial Advisor-Execution in charge for preparing the prospectus, due diligence works and all co-ordination with all professional parties on documentation and execution-Provided advices to the listing applicant on the requirements of the Listing Rules, discussed issues during the initial public offerings (the “IPOs”) process and prepared submissions in response to the queries from the Stock Exchange of Hong Kong and Securities and Futures Commission (the “SFC”)-Deal origination and pitching of IPO projects and fund raising activities