Investment Banking Department-Prepared and drafted documents (e.g. circular and announcement) for several capital market transactions of listed companies with the roles of Independent Financial Adviser or Financial Advisor-Execution in charge for preparing the prospectus, due diligence works and all co-ordination with all professional parties on documentation and execution-Provided advices to the listing applicant on the requirements of the Listing Rules, discussed issues during the initial public offerings (the “IPOs”) process and prepared submissions in response to the queries from the Stock Exchange of Hong Kong and Securities and Futures Commission (the “SFC”)-Deal origination and pitching of IPO projects and fund raising activities

Investment Banking Department-Execution in charge for preparing the prospectus, due diligence works and all co-ordination with all professional parties on documentation and execution-Provided advices to the listing applicant on the requirements of the Listing Rules, discussed issues during the initial public offerings (the “IPOs”) process and prepared submissions in response to the queries from the Stock Exchange of Hong Kong and SFC-Deal origination and pitching of IPO projects and fund raising activities

Investment Banking Department-Prepared and drafted documents for several capital market transactions of listed companies with the roles of Independent Financial Adviser or Financial Advisor-Prepared the prospectus, the due diligence works and the co-ordination with all professional parties on documentation and execution-Provided advices to the listing applicant on the requirements of the Listing Rules, discussed issues during the IPOs process and prepared submissions in response to the queries from the Stock Exchange of Hong Kong and SFC

-Performed fundamental industry research analysis-Formulated deal structures, evaluate investment opportunities, perform due diligence, build financial models and perform financial analysis and forecast-Involved in preparing internal investment proposals and post-investment monitoring-Assisted in any ad hoc projects or internal reports