Professional consulting services and customized regulatory compliance program solutions for registered investment advisers and broker-dealers.
We are experienced compliance professionals who understand the value of customizing each client’s compliance program to harmonize with their business operations and activities. We believe that rather than a checklist approach to compliance, a customized program is the most effective way for our clients to navigate the challenges of an evolving regulatory environment. DKA’s approach is to always provide clients with reasonable and cost-effective compliance solutions that match their unique needs.
Company Details
- Employees
- 2
- Founded
- -
- Address
- Cranberry Township, Pennsylvania 16066, Us
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- https://dkaconsultinggroup.com/
- Keywords
- Regulatory Filings, Policies & Procedures, SEC & FINRA Examination Support, Compliance Testing, Code of Ethics Monitoring, Marketing Reviews, Email Review, Annual Compliance Report, Compliance Training, FINRA AML Independent Audit, Regulatory News & Updates, Mock Examinations, Risk Assessments, Outsourced CCO, Custom Compliance Programs.
- HQ
- Cranberry Township, Pennsylvania
Dka Consulting Group Llc Questions
Dka Consulting Group Llc's website is https://dkaconsultinggroup.com/
Dka Consulting Group Llc's LinkedIn profile is https://www.linkedin.com/company/dka-consulting-group-llc
Dka Consulting Group Llc has
2 employees.
View email and phone details for 2
employees at Dka Consulting Group Llc.
Dka Consulting Group Llc's industry is
Financial Services
Dka Consulting Group Llc's top competitors are
Benefit Bank Distributors, Inc,
Frontline Compliance,
Abl Compliance, Llc,
Chenery Compliance Group,
Aiprise,
Chenery Group,
Alphastar Capital Management, Llc,
Key Bridge Compliance,
Focus Financial Partners,
Alation.
Dka Consulting Group Llc's categories are Financial Services
Dka Consulting Group Llc's founding year is 2023
