Focus 1 is a premier provider of regulatory compliance services. Dedicated to assisting registered investment advisers with their compliance needs under the Compliance Rule, Rule 206(4)-7, of the Investment Advisers Act of 1940, Focus 1 specialize in the areas of:
-SEC Compliance Consulting
-Annual Compliance Review
-Compliance Program Development, Monitoring, and Oversight
-Mock SEC Examination
-Third-Party Compliance Review
-New Adviser Setup
-Compliance Training
With unlimited consulting and tangible tools, our team of experienced professionals is committed to delivering practical, solutions-oriented assistance, tailored to your SEC compliance needs. Whether you are looking for consulting and guidance on industry best practices, interpretation of the rules and regulations, or a practitioner to help you develop your compliance program, we are your SEC compliance team.
With the ever-changing regulations and emerging industry best practices, FOCUS 1 understands the importance of providing timely and practical insight to help interpret and implement change within your SEC compliance framework. Providing knowledgeable and practical insight in a timely and efficient manner is the core tenet of our firm.
Originally evolving from a CPA firm with a global presence and industry reputation as a leading provider of GIPS compliance and verification services, our team is made up of credentialed professionals (holding the CFA designation, and other professional credentials: CPA, CFP, CSCP, CIPM), with experience in the areas of SEC compliance, GIPS compliance and verification, attestation engagements, third-party compliance reviews, buy-side trading and operations, and leading SAS70 policy and procedure audits.
Company Details
- Employees
- 2
- Founded
- -
- Address
- 835 Alder Creek Dr, Ste A, Medford,or 97504,united States
- Phone
- +1-503-908-6320
- Industry
- Business Consulting And Services
- NAICS
-
Management, Scientific, and Technical Consulting ServicesManagement Consulting ServicesOther Scientific and Technical Consulting ServicesOther Management Consulting Services
- Website
- focus1associates.com
- Keywords
- Annual Compliance Review, Mock SEC Examinations, Third-Party Compliance Review, New Adviser Setup, Compliance Training, Business Continuity Plan, ADV Review, 13F & 13H Filing, GIPS Compliance for CCOs, Marketing Materials, Personal Trading Review, SEC Compliance.
- HQ
- Medford, OR
Focus 1 Associates Llc (Now Part Of Aca Group) Questions
Focus 1 Associates Llc (Now Part Of Aca Group)'s helpline number is +1-503-908-6320
Focus 1 Associates Llc (Now Part Of Aca Group)'s website is focus1associates.com
Focus 1 Associates Llc (Now Part Of Aca Group)'s LinkedIn profile is https://www.linkedin.com/company/focus-1-associates-llc
Focus 1 Associates Llc (Now Part Of Aca Group) has
2 employees.
View email and phone details for 2
employees at Focus 1 Associates Llc (Now Part Of Aca Group).
Focus 1 Associates Llc (Now Part Of Aca Group)'s industry is
Business Consulting and Services
Focus 1 Associates Llc (Now Part Of Aca Group)'s top competitors are
Carrie Fleisher Consulting Llc,
Aca Group,
The Consortium (Financial Services Compliance),
Compliance & Risk Consulting Group Llc,
Ria Compliance Concepts,
Focus Management Associates Llc,
Ria Systems,
Greenwich Compliance,
Risk Group Compliance,
Sec Compliance Solutions Llc.
Focus 1 Associates Llc (Now Part Of Aca Group)'s categories are Business Consulting and Services
Focus 1 Associates Llc (Now Part Of Aca Group)'s founding year is 2005
