Tim Simons

Tim Simons Email and Phone Number

Senior Compliance Consultant at Focus 1 Associates LLC: SEC Compliance - Annual Compliance Review, Mock SEC Exam @ Focus 1 Associates LLC
medford, oregon, united states
Tim Simons's Location
Lavinia, Tennessee, United States, United States
Tim Simons's Contact Details
About Tim Simons

Tim Simons is a Senior Compliance Consultant at Focus 1 Associates LLC: SEC Compliance - Annual Compliance Review, Mock SEC Exam at Focus 1 Associates LLC. He possess expertise in financial services, services.

Tim Simons's Current Company Details
Focus 1 Associates LLC

Focus 1 Associates Llc

View
Senior Compliance Consultant at Focus 1 Associates LLC: SEC Compliance - Annual Compliance Review, Mock SEC Exam
medford, oregon, united states
Website:
focus1associates.com
Employees:
13
Tim Simons Work Experience Details
  • Focus 1 Associates Llc
    Senior Compliance Consultant
    Focus 1 Associates Llc Oct 2017 - Present
    View
  • Focus 1 Associates Llc
    Senior Managing Member
    Focus 1 Associates Llc Jul 2010 - Oct 2017
    Compliance consultant for money managers registered with the US Securities and Exchange Commission and / or individual states.
    View
  • Focus 1 Associates Llc: Sec Compliance - Annual Compliance Review, Mock Sec Exam
    Senior Compliance Consultant
    Focus 1 Associates Llc: Sec Compliance - Annual Compliance Review, Mock Sec Exam Jul 2010 - Present
    Lavinia, Tn
  • National Society Of Compliance Professionals
    Director
    National Society Of Compliance Professionals 2004 - 2011
  • Ashland Compliance Group Llc
    Senior Managing Director
    Ashland Compliance Group Llc Jan 2005 - Jul 2010
    Compliance consulting for money managers registered with the US Securities and Exchange Commission.
  • Ashland Partners And Company Llp
    Partner
    Ashland Partners And Company Llp Jul 2000 - Jun 2010
    Managed client relationships with investment advisers claiming compliance with the AIMR-Performance Presentation Standards and later, the Global Investment Performance Standards for presenting investment performance to the investing public. Served as an independent party verifying the investment adviser's claim of compliance with those standards.
  • Us Securities And Exchange Commission
    Chief Compliance Examiner
    Us Securities And Exchange Commission May 1988 - Jun 2000
    In the Philadelphia Regional Office, supervised and performed compliance examinations of entities registered with the Commission, including investment advisers, investment companies, insurance companies sponsoring variable products, and investment company transfer agents. Wrote or edited examination reports, deficiency letters, and referrals to enforcement for those entities examined by me, or those whom I supervised.
    View

Tim Simons Skills

Financial Services Services

Tim Simons Education Details

Frequently Asked Questions about Tim Simons

What company does Tim Simons work for?

Tim Simons works for Focus 1 Associates Llc

What is Tim Simons's role at the current company?

Tim Simons's current role is Senior Compliance Consultant at Focus 1 Associates LLC: SEC Compliance - Annual Compliance Review, Mock SEC Exam.

What is Tim Simons's email address?

Tim Simons's email address is ti****@****ers.com

What is Tim Simons's direct phone number?

Tim Simons's direct phone number is +154120*****

What schools did Tim Simons attend?

Tim Simons attended George Mason University – Costello College Of Business, Rutgers University.

What skills is Tim Simons known for?

Tim Simons has skills like Financial Services, Services.

Who are Tim Simons's colleagues?

Tim Simons's colleagues are Tom Walker.

Not the Tim Simons you were looking for?

View similar profiles

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.