RND Compliance Overview
- Headquarters
- United States
- Website
- rndcompliance.com
- Industry
- Financial Services
- Employees
- 3
- Funding
- ,
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
Keywords
About RND Compliance
We provide actionable guidance for complex regulatory challenges. Our services include Broker Dealer & RIA compliance solutions, FinOp & Accounting Services, and FINRA Membership & RIA Registration. RND serves all levels of the financial services industry from the firm to the financial professional: Broker Dealers, Registered Investment Advisers (RIA), Fund Managers, OSJs, Branch Offices, Registered Representatives, Investment Adviser Representatives, Spouses of deceased Registered Representatives, Investment Adviser Representatives, all firm staff. Our experts have over 40 years’ experience in FINRA and SEC regulatory and compliance and stay ahead of changes so you don’t have to.
RND Compliance Contact Details
- People in AeroLeads
- 2
RND Compliance Org Chart
Sample employees and titles| Name | Title | Location | Contact |
|---|---|---|---|
| Terence Morrissey, Cpa, Msa | Vice President at Rnd Compliance | Los Angeles, California, United States |
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|
| Brian Sweeney | Securities Compliance Attorney/consultant/regulatory Affairs/compliance Officer |
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|
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