Company Email Format Management

SEC Compliance Consultants, Inc. (SEC³)

Financial Services New York, Ny, United States 9 employees

Employees: 9

seccc.com LinkedIn

SEC Compliance Consultants, Inc. (SEC³) Overview

Headquarters: New York, Ny, United States
Phone Number: Available in AeroLeads
Website: seccc.com
Industry: Financial Services
Employees: 9
Founded: 2003
Funding: ,
Company Email: Available in AeroLeads
NAICS: Finance and Insurance

Monetary Authorities-Central Bank

Keywords

Investment Adviser Regulation Hedge Funds Investment Company Regulation Private Equity Funds Investment Company Outsourced CCO Services Real Estate Funds CFTC/NFA Regulation Broker Dealer Regulation Director Training Personal Trading Compliance

About SEC Compliance Consultants, Inc. (SEC³)

SEC Compliance Consultants, Inc. (SEC³) helps organizations bridge the SEC compliance knowledge gap. SEC³ is a regulatory compliance consulting firm serving investment advisers, private funds, investment companies, broker-dealers and CPOs and CTAs since 2003. SEC³ specializes in SEC, FINRA, CFTC, NFA and other securities regulations. Our team has over 100 years of combined experience in investment management regulation and compliance. Our professionals have served as SEC regulators, chief compliance officers, experienced securities attorneys and senior management of investment advisers, broker-dealers and fund administrators. For more information about our services, please visit www.seccc.com or contact us at info@sec3compliance.com.

SEC Compliance Consultants, Inc. (SEC³) Contact Details

People in AeroLeads: 2

SEC Compliance Consultants, Inc. (SEC³) Org Chart

Sample employees and titles

Name	Title	Location	Contact
Paul G.	Senior Corporate, Financial Services	New York, United States	View
Nepali Videio Tej Bhadur	Customer Service Specialist at Sec	Bengaluru, Karnataka, India	View