SEC Compliance Consultants, Inc. (SEC³) helps organizations bridge the SEC compliance knowledge gap. SEC³ is a regulatory compliance consulting firm serving investment advisers, private funds, investment companies, broker-dealers and CPOs and CTAs since 2003. SEC³ specializes in SEC, FINRA, CFTC, NFA and other securities regulations.
Our team has over 100 years of combined experience in investment management regulation and compliance. Our professionals have served as SEC regulators, chief compliance officers, experienced securities attorneys and senior management of investment advisers, broker-dealers and fund administrators.
For more information about our services, please visit www.seccc.com or contact us at info@sec3compliance.com.
Company Details
- Employees
- 9
- Founded
- -
- Address
- 1140 Avenue Of The Americas, 9th Floor, New York,ny 10036,united States
- Phone
- +1-212-706-4029
- in****@****ccc.com
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- seccc.com
- Keywords
- Investment Adviser Regulation, Hedge Funds, Investment Company Regulation, Private Equity Funds, Investment Company Outsourced CCO Services, Real Estate Funds, CFTC/NFA Regulation, Broker Dealer Regulation, Director Training, Personal Trading Compliance.
- HQ
- New York, NY
Sec Compliance Consultants, Inc. (Sec³) Questions
Sec Compliance Consultants, Inc. (Sec³)'s helpline number is +1-212-706-4029
Sec Compliance Consultants, Inc. (Sec³)'s website is seccc.com
Sec Compliance Consultants, Inc. (Sec³)'s LinkedIn profile is https://www.linkedin.com/company/sec3-and-cco3
Sec Compliance Consultants, Inc. (Sec³) has
9 employees.
View email and phone details for 9
employees at Sec Compliance Consultants, Inc. (Sec³).
Sec Compliance Consultants, Inc. (Sec³)'s industry is
Financial Services
Sec Compliance Consultants, Inc. (Sec³)'s top competitors are
Starcompliance,
Ria Compliance Consultants, Inc.,
Sec Compliance Solutions Llc,
Key Bridge Compliance,
Rqc Group,
Highcamp Compliance,
Shared Cooperative Services,
Comply,
Sec3,
Oyster Consulting, Llc.
Sec Compliance Consultants, Inc. (Sec³)'s support email address is info@seccc.com
Sec Compliance Consultants, Inc. (Sec³)'s categories are Financial Services
Sec Compliance Consultants, Inc. (Sec³)'s founding year is 2003
