At Simon Compliance, each of our clients receives a customized compliance program designed by a former SEC enforcement attorney who knows what it takes to comply with the ever-changing laws and regulations. As a boutique securities compliance firm, we provide personal attention, tailoring each engagement and offering the option of hourly, project or retainer pricing. Our basic services include registration with the SEC, creation or revision of policies and procedures, assistance with regulatory filing obligations including Form ADV and Form PF, annual reviews, creation of a forensic testing program, compliance training and other services specific to your needs.
With backgrounds in both the legal and financial fields, the Simon Compliance team brings a practical market perspective to compliance. We understand the commercial component to your business and know how to assess and manage your risks. Using our expertise and a collaborative approach, we create your compliance solution, offering carefully considered advice and accessible, responsive service at every step along the way. Working together, we keep your business compliant now and in the future.
Company Details
- Employees
- 16
- Founded
- -
- Address
- 180 N Lasalle St, Chicago,illinois 60601,united States
- Phone
- +1.312.325.7340
- in****@****nce.com
- Industry
- Legal Services
- NAICS
-
Legal ServicesOffices of NotariesOther Legal ServicesTitle Abstract and Settlement OfficesAll Other Legal Services
- Website
- simoncompliance.com
- Keywords
- Securities Compliance for Private Equity Funds, Real Estate Funds, Hedge Funds, Venture Capital Funds, Investment Advisory Firms.
- HQ
- Chicago, Illinois
Simon Compliance Llc Questions
Simon Compliance Llc's helpline number is +1.312.325.7340
Simon Compliance Llc's website is simoncompliance.com
Simon Compliance Llc's LinkedIn profile is https://www.linkedin.com/company/simon-compliance-llc
Simon Compliance Llc has
16 employees.
View email and phone details for 16
employees at Simon Compliance Llc.
Simon Compliance Llc's industry is
Legal Services
Simon Compliance Llc's top competitors are
Simon Consulting,
Renaissance Regulatory Services,
Sidley Austin Llp,
On Belay Health Solutions,
Aca Group,
Gemini,
Fort L.p.,
Optima Partners,
Ocorian,
Alacriti.
Simon Compliance Llc's support email address is info@simoncompliance.com
Simon Compliance Llc's categories are Legal Services
Simon Compliance Llc's founding year is 2010
