Swan Global Investments

Leaders in Options Strategies - Dedicated to Helping Investors Grow and Protect Wealth As an innovative asset manager specializing in options strategies, we’ve been helping investors navigate uncertainty to achieve their long-term goals since 1997. > Hedged Equity – Our distinct approach combines the return potential of equity markets with the risk mitigation power of options for hedging. > Enhanced Dividend Income – Our ‘active-active’ approach combines active stock selection with active options strategies to seek income and growth of capital. > Option Overlays – For more specific situations, our custom overlay solutions can be tailored to meet investor needs and objectives. MORE ABOUT SWAN: Investing Redefined® - Our flagship hedged equity investment approach, the Defined Risk Strategy, has been redefining investing since 1997. This time-tested strategy is distinctly “Always Invested and Always Hedged”, combining the benefits of passive equity investment with active risk management to directly address the biggest threat long-term investors face: market risk. Over time, we have added to our options-based investment line-up to include both passive and active hedged equity and derivative income strategies that are available across a range of investment structures, including ETFs, mutual funds, separately managed accounts, multi-asset models, and custom portfolio overlays. Swan Global Investments is an asset manager with about $2.4B under management (as of 1/31/25), headquartered in Durango, Colorado, with offices in Puerto Rico. Extensive research and thought leadership on a range of topics, including the use of options-based strategies, portfolio construction and optimization, portfolio overlay strategies, and more, as well as more about our company and our distinct, time-tested investment philosophy can be found on our website, swanglobalinvestments.com.