• Working with senior stakeholders to deliver global projects in an Agile workflow to ensure common standards and best practices are implemented globally.• Digitization and simplification of manual processes for a leading Investment Bank that aligns the process with Consumer Duty Regulations.• Working with technology partners to define the functional and technical design to support business processing requirements.• Project initiation and scoping, including definition of plans and… Show more • Working with senior stakeholders to deliver global projects in an Agile workflow to ensure common standards and best practices are implemented globally.• Digitization and simplification of manual processes for a leading Investment Bank that aligns the process with Consumer Duty Regulations.• Working with technology partners to define the functional and technical design to support business processing requirements.• Project initiation and scoping, including definition of plans and setting and managing realistic expectations for successful delivery with project stakeholders• Collaborate with Management Weekly, Monthly and Milestone based Delivery tracking and reporting while conducting and presenting Working Group meetings.• Risk, Assumptions, Issues, Decisions and Dependency Management (RAID log).• Develop and maintain documentation on processes where needed including but not limited to RCSA and SOPs.• Agile based task and resource planning by performing Project Review and Efficiency planning.• Track and communicate project status to wider team and management.• Be point person for collation of requirements and subsequent sharing and obtaining of sign offs.• Performing SOX testing of key controls where it involves design and performance effectiveness test of Key IT controls to meet the year-end requirement.• Extensively worked on the end-to-end Operational Resilience Regulatory Program, to assess the critical pillar assets mapped to Important Business Services identified by the SMEs and key dependent processes based on the defined set of indicators to assess their vulnerabilities and helped to provide recommendations to remediate them for the Bank.• Running the invoicing and billing in Genpact while maintaining the attendance records for the team and ensuring that the team maintains hygiene in updating the timesheets by performing weekly checks. Show less

• Working within a control focused environment, with processes that are performed at the highest level, minimizing any operational risk and closing key breaks in a timely manner• Review and perform the system reconciliation function, ensuring that the back office system contains all the trades that are in the front office systems (FOBO). All differences have to be investigated, escalated and cleared within agreed timescales.• Fostering excellent working relationship with internal… Show more • Working within a control focused environment, with processes that are performed at the highest level, minimizing any operational risk and closing key breaks in a timely manner• Review and perform the system reconciliation function, ensuring that the back office system contains all the trades that are in the front office systems (FOBO). All differences have to be investigated, escalated and cleared within agreed timescales.• Fostering excellent working relationship with internal counterparts (i.e. Senior Management, IT, Desk, Sales team, Trade Support, Confirmations , Legal, Finance). • Excellent verbal and written communication skills, able to clearly articulate complicated issues to management and other impacted areas and ensure timely resolution of breaks and issues.• Challenge processes in order to achieve more effective processes and efficiency saves to the firm. • Comprehensive knowledge and understanding of the middle office environment and the front-to-back processes to perform the BAU daily tasks, such as Reconciliations, Trade validations, Portfolio reconciliation, Liaising with the desks, Trade Bookings, UT controls.• Formulating the necessary controls in clients and processes to ensure efficient and error free client deliverables.• Day to day supervision of direct reports in the team.• Grooming team members.• Training on clients and processes and troubleshooting/problem solving• Assisting team members to meet their objectives; provide them with constructive & timely feedback.• Playing an important role in the appraisal process of goal setting, mid-year and year end performance appraisal for the team• Timely escalation of issues to the senior management.• Identifying training needs for the team members (Functional as well as Soft Skills)• Ensuring that individual team members are aware of the policies, controls and procedures that apply to their role.• Ensuring that the team has appropriate backup in place to manage leaves. Show less

• Setup of an independent control function for QIS Middle Office from scratch, for accuracy of proprietary indices. Working on streamlining the process in phases while continuously suggesting any new requirements / enhancements identified.• Conducting UAT for the new requirements and liaising with development team regarding the same.• Formulating the RCSA and all other documentation, including but not limited to SOP, required for a new control function.• Managing a team of 4 members… Show more • Setup of an independent control function for QIS Middle Office from scratch, for accuracy of proprietary indices. Working on streamlining the process in phases while continuously suggesting any new requirements / enhancements identified.• Conducting UAT for the new requirements and liaising with development team regarding the same.• Formulating the RCSA and all other documentation, including but not limited to SOP, required for a new control function.• Managing a team of 4 members including leave management, task allocation, daily task progress, monitoring performance, mentoring and guidance.• Drafting and owning the BRD, impact assessments, functional specifications, flow charts and other diagnostic documentations.• Performing data integrity checks for various market securities to ensure the values used for calculation of Indices are accurate and resolve any exceptions that arise as a part of these daily checks.• Validation of Index levels, prices and rates produced by Structurers on Bloomberg against the MO calculation excel sheets containing complex formulae on a daily basis.• Client reporting of the daily and monthly index operations and tracking market events, affecting bond price movements.• Facilitating audit by providing necessary information as and when requested along with precise documentation.• Liaising and building a relationship with salespersons, traders, desk assistants and other regional middle office teams. Show less

• Managing all risks and exposures associated with the various trading activities across the books for Sales clients and ensure all exceptions have been closed out in a timely manner.• Middle Office function of applying resets on all trades with the market rate published for the day.• Performing activities of a calculation agent.• Liaising with external and internal stakeholders.• Preparation of daily / weekly MIS reports.• Handling and managing queries and requests of… Show more • Managing all risks and exposures associated with the various trading activities across the books for Sales clients and ensure all exceptions have been closed out in a timely manner.• Middle Office function of applying resets on all trades with the market rate published for the day.• Performing activities of a calculation agent.• Liaising with external and internal stakeholders.• Preparation of daily / weekly MIS reports.• Handling and managing queries and requests of regional counterparts.• Reconciling the front office systems vs. back office systems and identifying and resolving all the breaks. Show less

• Research industry-related topics (combining online sources, interviews and studies).• Prepare well-structured drafts.• Submit work to editors for input and approval.• Coordinate with teams to illustrate articles.• Create engaging articles on financial topics which aims at reader's complete understanding of the topic.• Prepare training materials / course materials for industry related topics.

• Liaising with insurers regarding new and existing policies of the employees of the clients. • Maintaining records of all conversations with insurers and clients.• Preparing Renewal reports for the clients before the renewal period of the policies.• Medical Underwriting of the employees of the clients by coordinating with the insurer.• Preparing letters when claim arises and liaising with client and insurer with the progress of the claim.

• Sourcing and qualifying relevant corporate bond information.• Updating and processing data onto the Bloomberg database.• Set up of structured bonds on the Bloomberg terminal. • Maintaining and enhancing the existing database for Bloomberg.• Updating and analysing critical data related to bonds, warrants and certificates on the Bloomberg terminal.• Quality check for certificates and warrants of the EMEA markets on the Bloomberg terminal.• Review the documents related to… Show more • Sourcing and qualifying relevant corporate bond information.• Updating and processing data onto the Bloomberg database.• Set up of structured bonds on the Bloomberg terminal. • Maintaining and enhancing the existing database for Bloomberg.• Updating and analysing critical data related to bonds, warrants and certificates on the Bloomberg terminal.• Quality check for certificates and warrants of the EMEA markets on the Bloomberg terminal.• Review the documents related to the securities and make changes accordingly.• Working on special projects and flawless delivery of the same within the defined SLAs. Show less