Andy Corcoran Email & Phone Number

London, United Kingdom

Vice President. AML KYC on-boarding, remediation and renewals. Working with Senior Sales staff, Global Financial Crime Compliance, global screening and transaction monitoring teams, global technology to develop and maintain AML KYC client files across all client types, with focus on high risk correspondent banking relationships in high risk.

Senior leader within the Business Oversight and Controls Department (BOC), part of the UK Transfer Agency Division (UKTA) leading a team of 30 on/offshore staff providing onboarding, AML and financial crime services to 50 fund managers serving 1.5m clients.Key contact for senior management, fund manager clients and regulators to maintain adherence to.

London, United Kingdom

Led a team of 60 performing core operations and treasury functions plus generic support and control functions for all of Retail and Wealth Operations.Project managed the offshoring to India of core operational processes moving 15/60 roles offshore - reduced costs and implemented an operational control framework to assure senior management and regulators.

London, United Kingdom

Managed 140 local and European branch network staff providing operational support across fixed income, equity, stock loan and listed derivative product lines (Budget of $70m).Generated budgetary savings of $10m controlling the firms budget for securities clearance costs.Implemented staff succession and development initiatives companywide – headcount.