Financial And Regulatory Reporting Manager
CurrentFinancial and Regulatory Reporting at Schwab Charitable Fund- Prepare database reporting for monthly reconciliations- Prepare reconciliations as part of the annual external financial audit- Research employee matching gift account postings- Assist in ongoing tax reporting - Assist in annual audit reporting - Assist in quarterly valuation reporting for Alternative InvestmentsRisk Analytics/Modeling, Model Risk Management- Executed annual and quarterly MRO (Model Risk Oversight) self-assessment.- Performed gap analysis of regulatory requirements.- Facilitated issue remediation and closure for issues assigned to MRO. - Prepared and maintained MRO RCSA.- Monitored model owner RCSA’s and served as liaison to coordinators and preparers.Investment Oversight and Risk Management at Schwab Charitable Fund - Managed quarterly investment reconciliation process. - Reviewed capital calls, distributions, redemptions, and transfers to mitigate risk.- Reviewed investment legal documentation for accuracy before submission to private funds.- Prepared Plan of Supervision reports for the Investment Oversight team on a quarterly basis.- Assisted in annual audit preparation, including review of audited financial statements. - Researched and resolved data discrepancies.- Administered private fund (alternative investment, or AI) transactions.- Prepared assigned performance reports.
