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Experienced audit professional with over 29 years of audit/risk management experience. Significant knowledge of compliance and regulatory requirements related to Fiduciary, Broker Dealer, and Registered Investment Advisors. Strong project management and execution, analytical, teamwork, and written/oral communication skills.Atlantic Union Bank Wealth Management is a division of Atlantic Union Bank that offers asset management, private banking, and trust and estate services. Deposit products are provided by Atlantic Union Bank, Member FDIC. Atlantic Union Financial Consultants, LLC is an affiliate of Atlantic Union Bank providing securities through Raymond James Financial Services, Inc., Member FINRA/SIPC. Atlantic Union Bank, Atlantic Union Bank Wealth Management and Atlantic Union Financial Consultants are not registered broker/dealers and are independent of Raymond James Financial Services. Securities are not insured by the FDIC or any other government agency, are not deposits or obligations of Atlantic Union Bank, are not guaranteed by Atlantic Union Bank or any of its affiliates, and are subject to risks, including the possible loss of principal. Investment advisory services are offered through Raymond James Financial Services Advisors, Inc. 4300 Cox Road, Glen Allen, Virginia 23060 | T: 888.263.3545 | F: 804.967.8820 | www.aubwm.com.For important disclosure information, please see "social media disclosure" link in the contact information section. http://raymondjames.com/smicd.htm
Atlantic Union Bank Wealth Management
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Senior Vice President, Wealth Management | Risk ManagerAtlantic Union Bank Wealth Management Jun 2019 - Present4300 Cox Road, Glen Allen, Va 23060
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Corporate Audit ManagerUsi Insurance Services Dec 2015 - Jun 2019Glen Allen, VaAssist in managing audit staff and in the planning, organizing, directing, and monitoring of Internal Audit operations, assisting in hiring, training, coaching, and evaluating staff including taking corrective actions to address performance problemsSupport the development of and updates to the Internal Audit risk assessment and a risk-based audit plan to complement the Company’s strategic planOversee multiple, simultaneous financial, operational, and compliance reviewsPlan and schedule staff to ensure engagements are completed in a timely manner and staff utilization is optimizedParticipate in and lead ad hoc special projects to help the Company achieve its strategic and financial objectives -
Project Consultant (Temporary)Solomonedwards Oct 2015 - Dec 2015Richmond, Virginia AreaPerformed internal audit work for a Financial Services client in Richmond, VA -
Senior Audit ManagerSuntrust Bank Aug 1984 - Aug 2015Responsible for risk assessments, audit execution, client relationship management, and staff development:Contribute to planning and development of the annual audit plan Identify and assess risk and determine implications on audit planLead all aspects of audit execution from planning through reporting and issue resolution for complex audits and other audit projects/initiatives Contribute to the design and execution of continuous auditing tools that assess changing risk and impact the planning of audit activitiesUtilize relationship management skills to build and strengthen effective relationships with key business partners.Provide audit process and business knowledge leadership to entry and intermediate level auditors Supervise and review work for audit team members -
Assistant Bank ExaminerFdic Sep 1983 - Jul 1984Greater Los Angeles Area
Barbara Riley Skills
Barbara Riley Education Details
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Mary Baldwin CollegeBusiness Management -
Aba National Trust School
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Bai Graduate School In Bank Auditing
Frequently Asked Questions about Barbara Riley
What company does Barbara Riley work for?
Barbara Riley works for Atlantic Union Bank Wealth Management
What is Barbara Riley's role at the current company?
Barbara Riley's current role is Wealth Management Risk Manager at Atlantic Union Bank Wealth Management.
What is Barbara Riley's email address?
Barbara Riley's email address is ba****@****usi.com
What is Barbara Riley's direct phone number?
Barbara Riley's direct phone number is +180492*****
What schools did Barbara Riley attend?
Barbara Riley attended Mary Baldwin College, Aba National Trust School, Bai Graduate School In Bank Auditing.
What are some of Barbara Riley's interests?
Barbara Riley has interest in Arts And Culture.
What skills is Barbara Riley known for?
Barbara Riley has skills like Banking, Internal Audit, Accounting, Fiduciary, Enterprise Risk Management, Financial Risk, Series 7, Leadership, Microsoft Office, Management, Financial Services, Finance.
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Barbara Riley
Product Optimization | Relationship Building & Client Retention | Stakeholder Collaboration & EngagementUnited States -
Barbara Riley
Charlotte, Nc17chambers.com
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