Bill Breault Email & Phone Number

Waltham, Ma

Waltham, Ma

• Provide advisors with comprehensive solutions to their investment-related questions, assisting them with mutual & exchange-traded fund selection, asset allocation, approved advisory platforms, and overall case design• Consulting with advisors on strategies for growing their advisory practice

San Diego, Ca

• Ensure that Commonwealth complies with SEC and FINRA regulations regarding sponsor and third party oversight.• Work closely with the due diligence and chief risk officer to ensure senior management is apprised of key issues, risks, and appropriate monitoring to mitigate risk.• Lead small- to mid-size projects to help implement procedural enhancements and expand due diligence processes within the company.• Serve as a resource on due diligence-related matters for management, advisors, and sponsors.

Waltham, Ma

• Assisted Senior Internal Auditor with identifying risks, related internal controls testing, and documenting test results in audit work papers.• Assisted with logging audit findings and performing follow-up testing as needed.• Gained an understanding of business processes under review and documented workflows.

Certified Financial Planner Certificate, Cfp

Bachelor Of Business Administration (Bba), Corporate Finance

Activities and Societies: Finance Society, Sigma Tau GammaGraduated with Honors (Cum Laude)