Ben Ogden Email & Phone Number

Seymour, Ct, Us

Oversee BSA Operations including:Transaction monitoringSuspicious activity reportingCustomer Due Diligence/CIPEnhanced Due DiligenceOFAC screening

 Oversee deposit fraud prevention Oversee Identity theft prevention (Identity Theft Officer) Responsible for day to day operations of FIU (OFAC, SAR, CDD, Physical Security, Loss prevention and Legal Affairs). Started and rand the deposit fraud function Developed policies procedures for Fraud and Security functions as well as trained existing and hired new staff to support these functions. Oversee security equipment installs, alarm response, security software programming etc… Assisted in functions related to facilities and property management on a regular basis.

Glastonbury, Connecticut

Responsible for all functions related to Deposit Loss prevention & Fraud, Physical Security and Suspicious Activity monitoring.

New York, New York

To oversee the completion and accuracy of suspicious activity reports filed by various areas of the AML compliance department at HSBC. This role includes assistance and quality control in high level financial crimes investigations stemming from subpoenas, NSLs, 314a investigations, Negative Media and Fraud investigations etc...

This position is responsible for supervising the SAR Group including the Financial Intelligence Unit within the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) department to ensure investigative and due diligence functions are performed accurately, timely and in accordance with regulatory and agency requirements as well as internal policies and procedures. In addition, this position assists with independent audits and regulatory examinations. This role is responsible for oversight of all transaction monitoring for suspicious activity, OFAC screening and information sharing. Requires close communication with Customer Due Diligence, Customer Identification Program, Fraud Investigations and Security departments.

This position is responsible for the review of diverse transactions and activities to determine whether potential suspicious activity exists on designated high risk accounts to mitigate financial, reputational and compliance risks. This position is responsible for gathering and analyzing all pertinent information and presenting the case to management.

This position is responsible for the review of diverse transactions and activities to determine whether potential suspicious activity exists on designated high risk accounts to mitigate financial, reputational and compliance risks. This position is responsible for gathering and analyzing all pertinent information and presenting the case to management.

Finance

Business/Commerce, General