Benjamin S. Email & Phone Number

Singapore

● Performance of the compliance risk assessment (CRA) across the OCBC group, for the purpose of developing the annual compliance review plan (ACP) based on the CRA methodology.● Maintaining a Data platform, including testing and validation of risk and compliance models / Data to ensure their accuracy, integrity, and ensure that business requirements are met.● Development of CRA Data Analytics dashboard in accordance to the CRA methodology as part of identifying areas of higher risk required for the ACP.● Improve processes to enhance the efficiency and effectiveness of compliance risk assessment and compliance testing by leveraging on automation and data analytics.● Creation of the required documentation of functional specifications and framework required for the data analytics and CRA automation project.

● Execution of anti-money laundering, combating the financing of terrorism processes (AML/CFT) & sanctions compliance assurance review/validation exercises across the UOB group in accordance to the established approved framework, methodology and standards to deliver consistent and quality issues/repots.● The annual reviewable business units includes all applicable business units across the group (e.g.Retail/Corporate/Private Banking) and the review scope includes all areas relating to AML/CFT & sanctions.● Completing assigned compliance assurance reviews timely which includes testing of the design and control effectiveness of all AML/CFT & sanctions controls and processes relating to the business, drafting of management corrective action plans and issuance of the compliance review report.● Follow up and validation of outstanding issues identified from the compliance assurance reviews, andpreparation of adequate documentation to support the issue closure.● Conducting thematic reviews for overseas branches on AML/CFT & sanctions processes and other AML uplift initiatives and thereafter providing training on areas of improvement.● Collaborative efforts with the information technology team within the group compliance function for the purpose of the data analytics initiative, this involves assisting in the preparation and analyzing of data.● Development of data analytics sampling/exception reports and dashboards based on key AML/CFT &sanctions and business specific requirements.● Participation in strategic projects and initiatives as and when assigned by team manager/management to improve efficiency, effectiveness and productivity.