Brian Gaarde Email & Phone Number

Phoenix, Arizona, United States

Provide first line of support for our internal business partners by managing audit remediation efforts. This includes facilitating cross-functional problem solving sessions, developing sustainable long term corrective actions, communication and status reporting, and testing controls prior to implementation.

Gilbert, Arizona

Phoenix, Arizona

Responsible for ensuring the requirements of the anti-money laundering (AML) and the Bank Secrecy Act (BSA) provisions of the USA PATRIOT Act are maintained at a level commensurate with regulatory expectations for multi-billion dollar clients. This includes performing suspicious activity monitoring to identify customers who pose a risk for money laundering and other financial crimes, compile evidence and documentation in support of suspicious activity and prepare suspicious activity reports (SARs) for the US Department of Treasury Financial Crimes Enforcement Network (FinCEN) in compliance with AML/BSA regulatory requirements.

Tempe, Az