Brian Mccarthy Email & Phone Number

Greater New York City Area

Keane is the number one provider of unclaimed property communications, compliance and consulting services in the country. From customized communication programs and data analysis to in-depth unclaimed property services, state unclaimed property reporting, escheat consulting and annual compliance reporting, Keane provides corporations, mutual funds, banks, brokerage, insurance companies and transfer agents with a depth and breadth of services that is unmatched.

Unclaimed Property Compliance & Audit Assistance Consulting Specialist. Keane is the number one provider of unclaimed property communications, compliance and consulting services in the country. From customized communication programs and data analysis to in-depth unclaimed property services, state unclaimed property reporting, escheat consulting and annual compliance reporting, Keane provides corporations, mutual funds, banks, brokerage, insurance companies and transfer agents with a depth and breadth of services that is unmatched.

Pennington Nj

• Oversee the unclaimed property reporting for 54 reporting jurisdictions for MLPF&S entities, and Financial Data Services.• Ensure state mandated due diligence mailings are prepared and mailed for all client accounts due for escheatment.• Act as a liaison and SME for unclaimed property audits both internal and external to the firm.• Manage abandoned property area that identifies accounts to be considered abandoned per state escheatment laws. • Facilitate client friendly due diligence notices utilizing a third party vendor for updated address info.• Build relationships with various lines of business within the firm.• Participate in projects that involve the above functions.

• Supervised a group of 8 employees who performed different monetary and security related Trust functions.• Researched unidentifiable entries that posted to clients’ accounts.• Ensured all cash and security entries posted correctly to the general ledger.• Managed the yearly audits performed by Deloitte and Touché, Corporate Audit, OTS and Sarbanes Oxley.• Assisted Control Area with month close of legers and bank accounts in order to reduce exposure to the firm.

Pennington, Nj

• Maintained relationship with Wachovia to expedite resolution of issue.• Reconciled a variety of external cash, general ledgers, and liability accounts on a daily basis.• Processed resolutions for general ledger, liability, cash, and bank accounts.• Performed money movement between Trust Accounts and House Accounts.• Printed and labeled First Reporter.

Pennington Nj

• Processed and assisted in initial funding of Employee Benefit Trust Accounts.• Setup non-marketable assets in Trust Accounts• Investigated and resolved all funding inquiries from external clients.• Oversaw the Security Deposit, Register and Ship, & DTC process for Trust Accounts.

Somerset Nj

• Responded to Client and Branch Office inquiries about Employee Stock Option financing.• Reconciled house ledger accounts and transferred cash and securities between accounts.