Brian W. Smith Email & Phone Number

West Palm Beach, Fl, Us

West Palm Beach, Florida Area

Smith Regulatory Strategies, LLC ( SRS ) provides management consulting and strategic advisory services to participants in the Financial Services industry, those companies, including law firms and other advisors providing services to industry investors. SRS takes advantage of the 40+ years of experience of its Founder as a senior legal advisor, senior Federal bank regulator and; executive in a multinational payments enterprise. This experience encompasses providing policy formation, operational and strategic direction, legal and regulatory support across most aspects of the dynamic Financial Services Industry. SRS Senior Advisors, each with over 35 years experience as regulators, banking industry executives and consultants, bring a unique perspective to client assignments. With the experience of active and successful participation in virtually all the major developments – positive and less so – in the industry and representing many of the leading industry participants, SRS has as its mission to provide pragmatic, effective and, responsive business, policy and, regulatory assistance in forming and implementing business strategies and responding to business and regulatory initiatives. see, www.smithregulatory.com

Darien, Connecticut

Washington Dc

I headed the firm's Financial Regulatory Practice. The Practice advises financial institutions and entities that contract with them regarding the regulations impacting their business operations and products. Specifically, banks, thrifts, investment funds, insurance companies, private equity and hedge funds, consultants to these entities and companies providing products and services to these financial services firms are clients of the Practice. We advised clients in completing some of the largest and most creative investments in banking firms. A specialty of the Practice is in payment systems and payment products with an emphasis on retail payments. We advised clients around the world on the development and implementation of innovative payments products or on compliance with regulatory and system operating rules.

Washington Dc And New York City

Head of the Financial Regulatory Practice. The Practice advised financial institutions and entities that did business with them regarding the regulations impacting their business operations and products. Clients included some of the world's leading banks, investment banks, investment companies, insurance companies, private and public investment funds and the consultants and advisors to these financial services firms.The Practice was known for its innovation in structuring transactions across industry lines and in linking banks to the insurance and securities businesses as well as for developing new financial services, fiduciary and payments products.

Washington D.C. Metro Area And New York City

Head of Financial Regulatory Practice representing banks, payments systems, diversified financial services firms, mutual funds and other asset managers in a wide range of regulatory compliance, product development and transactional matters.

Washington, Dc

New York City

New York City

New York City

M.S., Business Administration And Management, General

J.D.

Ba, Speech

Activities and Societies: Debate Team; Sigma Alpha Beta fraternity; columnist for The Downtowner

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