Co-Founder & Chief Operating Officer
Detroit, Michigan, United States
WaterWorks is an SEC and FINRA registered Regulation Crowdfunding funding portal. I was responsible for defining and leading all core operational functions, including investment platform design & supervision, user experience, regulatory compliance, finance, accounting, IT, engineering, HR, legal, and automation. I collaborate with internal and external stakeholders to develop consistent, scalable, and constantly improving policies, procedures, controls, systems, and technology solutions across finance, operations, and the entire company. I led the preparation and presentation of materials and documents for shareholder meetings, regulatory requests & filings, board meetings, and company annual report. Additionally, I supervised all aspects of the investment platform and its processes, including indications of interest, investment commitments and transactions, AML-KYC checks, investor suitability, investor accreditation, subscription booklets, state Blue Sky and other SEC filings.