First Vice President
CurrentInt’l Private Banking – Operations Manager – Head of Assistants Accountable for delivering business support, and oversight to assist in achieving key business objectives, providing support to the Relationship Managers, Associates and Representatives. Contributions also included the deployment and execution of special project deliverables based on business needs. Deployed business process for our division, assessing risks and providing proper controls around deployments. Ensured tasks were performed according to the business guidelines and procedures set forth by the bank. Responsible for Management reporting of Sarbanes Oxley process and controls as well as Dodd Frank oversight, the division manual of procedures and the RCSA risk and control assessment and mitigation plan process. Coordination of Internal/External Audits, Local Federal liaison to Regulatory Reporting Risk and Compliance for Entire division’s Operations and Businesses. Coordinated technology deployments, Business Continuity and Disaster Recovery strategies.Participated in the hiring process. Provided Management and Leadership supervision for 12 direct reports, moving resources where needed in order to meet daily needs or deadlines. Provide beginning of year goals, mid-year and end of year reviews. Private Banking duties concerning the internal employees personal accounts management.Int’l Private Banking – Account Officer Developed new relationships, account growth, marketing products and services. Managed and monitored client accounts. Involved in approving opening of accounts, attending to client requests and monitoring account activity. Coordinated with the Associates to ensure all customer transactions are appropriately and timely processed. CORE COMPETENCIESBSA/Anti-Money Laundering Compliance and OFAC Sanctions and Regulations KYC, SAR, Risk Assessment and Controls. Fluent in English and Spanish – Read and Write
