Registered Representative of PIMCO Investment LLC

Registered Representative of PIMCO Investment LLC

Registered Representative of PIMCO Investment LLC

Registered Representative of PIMCO Investment LLC CA License # 0H21337

Registered Representative/Securities offered by Rainmaker Securities, LLC. Member FINRA/SIPC.CA License # 0H21337♦ Undertook multiple roles such as sales operations, business development, marketing, and investment research, working hand-in-hand with the CEO, CTO, and Legal Counsel to build and carry out strategic business plans. ♦ Utilized data tools such as VC Experts, PrivCo, PitchBook, and CrunchBase to prepare investment research reports to illustrate private equity investment opportunities to investors.♦ Performed due diligence such as KYC, OFAC, and AML check while assisting clients through the onboarding and entire deal process.

CA License # 0H21337Offering John Hancock insurance products.Registered Representative/Securities offered through Signator Investors, Inc. member FINRA, SIPC.♦ Conducted analysis, suitability, and risk tolerance analysis based on client's existing financial background to find the most suitable investment vehicles and financial products.♦ Collaborated with two Senior Financial Advisors on setting up and managing 401(k) plans for small-medium size companies and conducted weekly, monthly and quarterly service meetings.♦ Collaborated with Senior Financial Advisors on setting up and managing 401(k) plans for small to medium size companies and conducted weekly, monthly, and quarterly service meetings.♦ Created and maintained relationships with potential and current clients through welcome brochures, quarterly newsletters, monthly newsletters, and other social media tools.

♦ Created a CRM system using SmartOffice to track both existing and new business, identifying 25+ high net worth individuals and businesses. ♦ Built an effective Referral Programs that generated 40+ new business accounts leading to a 15% increase in Financial Consultant’s overall production for the 2010 fiscal year.

♦ Prepared portfolio analysis using MorningStar to illustrate fund performances and market trends to help rebalance existing portfolios at quarterly and annual client review sessions.♦ Initiated new businesses and call tracking strategies to effectively manage clients leading to rise in office production levels.

♦ Responded to complex and language specific donor telecommunications requests, including Mandarin Chinese.♦ Increased fund raising and exceeded quarterly solicitation goals assigned by the Director of UCI Annual Giving.