Global Control Management Lead, CIB/CB Compliance, Conduct & Operational RiskProvide controls expertise for Compliance-aligned programs, audits, regulatory exams & strategic initiatives. Oversee the design and implementation of the risk & control framework for areas across the global Compliance function.Conduct assessments of risk & controls across global Compliance programs. Engage with senior leadership across the Firm to monitor and mitigate risks, remediate control deficiencies, and strengthen the firm-wide Compliance control environment.Perform end-to-end management of issues & action plans - including root cause analysis, development & implementation of sustainable solutions, and socialization of solutions to senior leadership.

Specialized in corporate investigations, audits, and compliance testing for companies across the financial services industry - including banks, broker/dealers, hedge funds and private equity firms.