Christine Harmon Email and Phone Number
Christine Harmon work email
- Valid
Christine Harmon personal email
Financial Services professional with over 15 years experience in the industry. I have been successful in roles ranging from relationship management to risk/compliance to education, because I bring to each role a strong work ethic and the drive to quickly become a subject matter expert. Analytical by nature, I love to have problems to solve, and will use all the resources at my disposal to find a satisfactory and elegant solution. A habit of continually asking, "how could this be done more effectively?" has led to a track record of process improvement.FINRA Series 7 - General Securities RepresentativeFINRA Series 63 - Uniform Securities Agent State LawFINRA Series 9/10 - General Securities Sales SupervisorGallup top 5 strengths:- Intellection- Analytical- Connectedness- Responsibility- Ideation
Charles Schwab
View- Website:
- schwab.com
- Company phone:
- 800-435-4000
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Manager | Risk AnalysisCharles Schwab May 2020 - PresentWestlake, Texas, Us
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Sr. Specialist | Estate Services OperationsCharles Schwab Feb 2019 - May 2020Westlake, Texas, Us
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Compliance AdvisorFidelity Investments Aug 2016 - Jan 2019Boston, Ma, UsMaintained and enforced Fidelity's Code of Ethics and related policies. Reviewed employee alerts and approval requests for potential conflicts of interest. Provided white glove service to senior management on compliance-related issues. Project manager of annual Code of Ethics rollout to 45k+ employees. -
Associate Compliance AnalystFidelity Investments May 2014 - Aug 2016Boston, Ma, UsSubject matter expert on Ethics Office policies. Handled over 20,000 incoming queries from employees about rules and requirements related to the Code of Ethics; Outside Activity Policy; Registration and Licensing.
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Case Manager, Private Client GroupFidelity Investments Jan 2012 - Oct 2014Boston, Ma, UsSpecialized in problem resolution for High Net Worth ($1 mil+) clients. Regularly managed a load of 30+ cases of complex issues, working closely with partners in business units across the company to find satisfactory solutions.
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Relationship Manager, Private Client GroupFidelity Investments Nov 2007 - Jan 2012Boston, Ma, UsHandled service, trading, and basic investment guidance for clients with net worth of $1 mil+. Spearheaded peer review project involving data collection and call analysis to improve client interactions.
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Premium Services RepresentativeFidelity Investments Feb 2007 - Nov 2007Boston, Ma, UsHandled service, trading, and basic investment guidance for clients with net worth of $500k-$1 mil.
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Help Desk - Personal InvestingFidelity Investments Oct 2006 - Feb 2007Boston, Ma, UsSubject matter expert on trading, procedures, Fidelity products and services. Answered questions and provided coaching to new hires to improve the quality of their client interactions.
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Financial RepresentativeFidelity Investments Jan 2005 - Oct 2006Boston, Ma, UsHandled incoming calls from retail clients covering a wide variety of topics.
Christine Harmon Skills
Christine Harmon Education Details
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The University Of DallasPhilosophy
Frequently Asked Questions about Christine Harmon
What company does Christine Harmon work for?
Christine Harmon works for Charles Schwab
What is Christine Harmon's role at the current company?
Christine Harmon's current role is Manager | Risk Analysis at Charles Schwab.
What is Christine Harmon's email address?
Christine Harmon's email address is ch****@****wab.com
What schools did Christine Harmon attend?
Christine Harmon attended The University Of Dallas.
What skills is Christine Harmon known for?
Christine Harmon has skills like Financial Services, Regulatory Compliance, Customer Relationship Management, Business Process Improvement, Kaizen, Analytical Skills, Investments, Mutual Funds, Equities, Alternative Investments, Securities, Risk Management.
Who are Christine Harmon's colleagues?
Christine Harmon's colleagues are Jonathan Sears, Cfp ®, Mba, Benjamin Harvey, Nicholas Rosenbeck, Eric Norrell, Divine Onyia, Travis Mott, Sarah Casey.
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