Manager | Risk Analysis
Current
May 2020 - Present
AeroLeads people directory · profile
Christine Harmon Email & Phone Number
Manager | Risk Analysis
at
Charles Schwab
1 work email found
@schwab.com
LinkedIn matched
✓ Verified August 2026
4 data sources
Profile completeness 100%
Who is Christine Harmon? Overview
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Quick answer
Christine Harmon is listed as Manager | Risk Analysis at Charles Schwab, based in Irving, Texas, United States. AeroLeads shows a work email signal at schwab.com and a matched LinkedIn profile for Christine Harmon.
Christine Harmon previously worked as Sr. Specialist | Estate Services Operations at Charles Schwab and Compliance Advisor at Fidelity Investments. Christine Harmon holds Ba, Philosophy from The University Of Dallas.
Company email context
Email format at Charles Schwab
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{first}.{last}@schwab.com
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AeroLeads found 1 current-domain work email signal for Christine Harmon. Compare company email patterns before reaching out.
Profile bio
About Christine Harmon
Financial Services professional with over 15 years experience in the industry. I have been successful in roles ranging from relationship management to risk/compliance to education, because I bring to each role a strong work ethic and the drive to quickly become a subject matter expert. Analytical by nature, I love to have problems to solve, and will use all the resources at my disposal to find a satisfactory and elegant solution. A habit of continually asking, "how could this be done more effectively?" has led to a track record of process improvement.FINRA Series 7 - General Securities RepresentativeFINRA Series 63 - Uniform Securities Agent State LawFINRA Series 9/10 - General Securities Sales SupervisorGallup top 5 strengths:- Intellection- Analytical- Connectedness- Responsibility- Ideation
Listed skills include Financial Services, Regulatory Compliance, Customer Relationship Management, Business Process Improvement, and 32 others.
Current workplace
Christine Harmon's current company
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9 roles
Christine Harmon work experience
A career timeline built from the work history available for this profile.
Sr. Specialist | Estate Services Operations
Feb 2019 - May 2020
Compliance Advisor
Maintained and enforced Fidelity's Code of Ethics and related policies. Reviewed employee alerts and approval requests for potential conflicts of interest. Provided white glove service to senior management on compliance-related issues. Project manager of annual Code of Ethics rollout to 45k+ employees.
Aug 2016 - Jan 2019
Associate Compliance Analyst
Subject matter expert on Ethics Office policies. Handled over 20,000 incoming queries from employees about rules and requirements related to the Code of Ethics; Outside Activity Policy; Registration and Licensing.
May 2014 - Aug 2016
Case Manager, Private Client Group
Specialized in problem resolution for High Net Worth ($1 mil+) clients. Regularly managed a load of 30+ cases of complex issues, working closely with partners in business units across the company to find satisfactory solutions.
Jan 2012 - Oct 2014
Relationship Manager, Private Client Group
Handled service, trading, and basic investment guidance for clients with net worth of $1 mil+. Spearheaded peer review project involving data collection and call analysis to improve client interactions.
Nov 2007 - Jan 2012
Premium Services Representative
Handled service, trading, and basic investment guidance for clients with net worth of $500k-$1 mil.
Feb 2007 - Nov 2007
Help Desk - Personal Investing
Subject matter expert on trading, procedures, Fidelity products and services. Answered questions and provided coaching to new hires to improve the quality of their client interactions.
Oct 2006 - Feb 2007
Financial Representative
Handled incoming calls from retail clients covering a wide variety of topics.
Jan 2005 - Oct 2006
Team & coworkers
Colleagues at Charles Schwab
Other employees you can reach at schwab.com. View company contacts →
JS
Jeffrey Sia
Colleague at Charles SchwabMesquite, Texas, United States
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RT
Ryan Tansey
Colleague at Charles SchwabAustin, Texas, United States
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CW
Caryssa W.
Colleague at Charles SchwabOmaha, Nebraska, United States
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VK
Vamsi Kasoju
Colleague at Charles SchwabLeander, Texas, United States
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EF
Elisabeth Farlow
Colleague at Charles SchwabDenver, Colorado, United States
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KS
Kelly Simms
Colleague at Charles SchwabWesley Chapel, Florida, United States
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AM
Adriana Montes
Colleague at Charles SchwabMesquite, Texas, United States
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KA
Kimberly Ann Kay
Colleague at Charles SchwabConcord, California, United States
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SK
Santosh Kumar Ananthula
Colleague at Charles SchwabAustin, Texas, United States
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JW
Jacob Winkler
Colleague at Charles SchwabDallas-Fort Worth Metroplex, United States
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Jeffrey Sia
Colleague at Charles SchwabMesquite, Texas, United States
View →
RT
Ryan Tansey
Colleague at Charles SchwabAustin, Texas, United States
View →
CW
Caryssa W.
Colleague at Charles SchwabOmaha, Nebraska, United States
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VK
Vamsi Kasoju
Colleague at Charles SchwabLeander, Texas, United States
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EF
Elisabeth Farlow
Colleague at Charles SchwabDenver, Colorado, United States
View →
KS
Kelly Simms
Colleague at Charles SchwabWesley Chapel, Florida, United States
View →
AM
Adriana Montes
Colleague at Charles SchwabMesquite, Texas, United States
View →
KA
Kimberly Ann Kay
Colleague at Charles SchwabConcord, California, United States
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SK
Santosh Kumar Ananthula
Colleague at Charles SchwabAustin, Texas, United States
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JW
Jacob Winkler
Colleague at Charles SchwabDallas-Fort Worth Metroplex, United States
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1 education record
Christine Harmon education
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The University Of Dallas
FAQ
Frequently asked questions about Christine Harmon
Quick answers generated from the profile data available on this page.
What company does Christine Harmon work for?
Christine Harmon works for Charles Schwab.
What is Christine Harmon's role at Charles Schwab?
Christine Harmon is listed as Manager | Risk Analysis at Charles Schwab.
What is Christine Harmon's email address?
AeroLeads has found 1 work email signal at @schwab.com for Christine Harmon at Charles Schwab.
Where is Christine Harmon based?
Christine Harmon is based in Irving, Texas, United States while working with Charles Schwab.
What companies has Christine Harmon worked for?
Christine Harmon has worked for Charles Schwab and Fidelity Investments.
Who are Christine Harmon's colleagues at Charles Schwab?
Christine Harmon's colleagues at Charles Schwab include Jeffrey Sia, Ryan Tansey, Caryssa W., Vamsi Kasoju, and Elisabeth Farlow.
How can I contact Christine Harmon?
You can use AeroLeads to view verified contact signals for Christine Harmon at Charles Schwab, including work email, phone, and LinkedIn data when available.
What schools did Christine Harmon attend?
Christine Harmon holds Ba, Philosophy from The University Of Dallas.
What skills is Christine Harmon known for?
Christine Harmon is listed with skills including Financial Services, Regulatory Compliance, Customer Relationship Management, Business Process Improvement, Kaizen, Analytical Skills, Investments, and Mutual Funds.
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