Daniel Collins Email & Phone Number

Boone, Nc

As the Chief Executive of the Board,• Plan, direct and oversee all activities of the Board’s operations, including managing Board staff and outside counsel.• Advise Board members on compliance matters.• Educate and train Board members, staff and licensees on compliance issues.• Manage and conduct compliance investigations.• Manage litigation and enforcement actions.• Developed and implemented new compliance processes and systems, including license applications, license renewals, ethics complaint investigation management, disciplinary action management, supervision compliance and ethics trainings. • Plan and conduct quarterly Board meetings.• Collaborate with legislative and industry stakeholders on legislative and regulatory matters.• Ethics compliance liaison to State Ethics Commission. • Speaker at national and state practitioner and regulator meetings.

Charlotte, North Carolina Area

* Primary Compliance Counsel for company’s operations and retail stores in US, Canada, and Mexico.• Developed and implemented policies, programs and procedures for various corporate compliance matters, including Code of Ethics, Sarbanes-Oxley, Dodd-Frank, FCPA, antitrust and import/export.• Managed and conducted internal compliance investigations.• Developed and delivered compliance training, including FCPA, UK Bribery Act and Code of Ethics.• Advised senior and business unit management regarding compliance matters.• Monitored operation of internal ethics reporting system to ensure reports were appropriately assigned, investigated, and resolved in compliance with internal procedures.• Provided "help desk" support answering ethics and compliance related queries.

• Primary Legal Department contact for healthcare provider (HCP) issues related to federal and state anti-kickback statutes, FDA regulations, OIG requirements, PhRMA Code and Canadian R&D Code of Ethical Practices.• Provide advice and counsel to commercial operations personnel regarding structuring of advisory boards, speakers’ bureaus, continuing medical education activities and other initiatives. • Draft and negotiate all HCP agreements for speaker bureaus, advisory boards and other consulting projects. • Draft and negotiate general business and commercial agreements, including manufacturing agreements, marketing service agreements, equipment purchase agreements and leases.• Work closely with corporate compliance department, including drafting corporate compliance policies and conducting investigations.

Alexandria, Va

• Drafted and negotiated general business contracts, including customer agreements, service contracts and office leases.• Advised Board of Directors and senior management on corporate and regulatory matters.• Researched and advised association members on FCC and PSC compliance issues.• Prepared FCC filings.• Prepared communications to Board of Directors, including quarterly operations reports, meeting agendas, minutes and resolutions.• Advised company personnel on day-to-day legal matters.• Managed outside counsel on regulatory and commercial litigation matters.• Legal issuers writer for trade association magazine.

Mclean, Va

• Counsel to public and private corporations on corporate and securities issues.• Issuers’ counsel in public and private offerings of securities.• Prepared ’33 and ’34 Act filings.• Counseled clients on and drafted corporate governance documents, including articles of incorporation, bylaws, board resolutions and operating agreements.• Drafted and negotiated corporate and commercial transaction documents, including stock purchase agreements, merger agreements, shareholder agreements and asset purchase agreements.• Represented lenders and borrowers in financing and loan transactions ranging from $750,000 to $205 million.• Trained client personnel on SEC regulatory matters.

Washington, Dc

* Drafted and negotiated general business agreements, including network affiliation agreements, sales contracts, leases, production agreements and licensing agreements.* Advised company personnel on day-to-day legal matters including contractual, employment, and regulatory matters.

Washington, Dc

* Advised senior White House staff on communications and policy matters.• Prepared analyses and briefings for Presidential speeches, State of the Union addresses, and legislative/regulatory initiatives.* Top secret security clearance.

Jd, Law

Bs, Accounting