Daniel Howe Email & Phone Number

Wherever

Managing, Overseeing and coordinating all Operations, Production and Warehouse activities along with QA/QC, Customer Care, Project Management and Vendor Relationships (Purchasing).

Primary responsibilities included oversight of all Retail Product Development activities, Project Priority Administration, Project Management activities, Corporate Security including Fraud Management and special project coordination. Additional responsibilities included oversight and involvement in Retail Order Routing/Execution, Strategic Planning, M&A activities, Risk Committees, Audit processes, Service and Technology initiatives. Served as a Member of the Board of Managers of E*TRADE Capital Markets, LLC, an Illinois limited liability co.

Oversaw all administrative tasks and coordinated Sales, Relationship Management, Customer Service and Training activities originating within the Chicago and San Francisco field offices. Work included administering relationship management, sales, and training activities related to banks, broker-dealers, pledges, investment managers, and bank trust departments. Other responsibilities include establishing high level contacts within participant firms, development of budgets, establishment of field office goals, and measuring staff and office performance.

Performed critical assessments of business directives, operational processes and products supplied in order to identify areas of opportunity, efficiencies, and continued servicing of customer needs. Developed, implemented and provided controls for and monitored quality. Handled expense reduction and accountability initiatives for the Exchange, all of which resulted in revenue enhancement, lower costs and competitive service levels.  Oversaw Quality initiatives for the Chicago Stock Exchange, including measurement of System Reliability, Trading Performance, Operating Unit reviews, and Member Cost Analysis with the Market Regulation Operating Unit review resulting in 80 service/quality improvement recommendations.

Oversaw and was responsible for Vault Operations including Transfers and lost Certificate processing, Stock and Cash Dividend Reconcilation, Underwritings, the Security Masterfile, Daily Settlements with DTCC and Stock Loan operations.

Mba, Finance

Bs In Ba, Marketing/Economics