Daniel Rose Email & Phone Number

Rayleigh, GB

London Area, United Kingdom

• Assessing the potential risk posed by customers and clients, including those identified as SIPs, SIEs, PEPs and RCAs, as well as other high-risk customers such as Prohibited Country Nationals.
• Undertaking KYB, ODD and EDD reviews on retail customer as well as business entities, including Limited companies.
• Conducting deadline-driven targeted research to identify and critically assess potential financial crime / reputational risk towards the bank.
• Making sense of complex corporate structures, understanding / mitigating possible sanctions exposure, and examining patterns of suspicious activity that may indicate money laundering, tax evasion or terrorist financing.
• Analysing internal / external databases, primary documents, adverse media and other information sources to support completion of reviews.
• Thoroughly and accurately documenting the research and analysis related to the financial activity and related entities of customers, including source of funds, wealth and income.

London, England, United Kingdom

• Identifying fraud / scam trends that can reduce losses for our customers
• Profiling accounts in detail on inbound and outbound communications to ensure that I am indeed talking to the genuine customer, ensuring any red flags that could indicate fraudulent activity or scam trends are.
• A sound understanding of the different procedures needed to be carried out for establishing identity as per FCA regulations. Reviewing anti-money laundering verification documents and carrying out various other.
• Complaint handling
• Transaction monitoring, identifying possible first party fraud concerns and raising them accordingly whilst ensuring the customer is not tipped off
• Subject matter expert that helps agents within the department and with training groups for new starters joining the role

London, England, United Kingdom

• Taking care of the day-to-day operations of funds and following up with third parties, including investors and fund managers
• Assisting in handling the fund accounts and preparation of periodic reports and regulatory reports for the fund entities
• Accurately recording all time spent dealing with client matters to ensure clients are correctly invoiced.
• Pro-actively taking on additional responsibilities and administrational tasks as required by managers or clients

Essex, England, United Kingdom

• Exceptional time management, processing finance requests in a meticulous manor, to ensure customers are given a swift response time
• Excellent organisational skills, demonstrated through handling multiple tasks at one time, including processing information through a variety of systems, whilst chasing information through emails
• Having an eye for detail, allowing any incorrect information to be questioned and amended

Chelmsford, England, United Kingdom

• Excellent customer service, assisting clients and their representatives with their queries regarding stocks and shares investments, via the telephone
• Raising enquiry reports, liaising with other departments, chasing information and placing transactions
• Having an understanding of the financial industry as a whole and a sound understanding of financial crime prevention, AML and KYC
• Keeping up to date with any administration changes that could affect clients’ funds, across multiple management companies, including mergers, acquisitions and liquidation of funds, to ensure that clear and concise.
• Having an awareness of time management, to ensure that call availability is maximised