Dave Lyons

Dave Lyons Email and Phone Number

Chief Compliance Officer @ TIAA Kaspick
San Mateo, CA, US
Dave Lyons's Location
San Mateo, California, United States, United States
Dave Lyons's Contact Details

Dave Lyons personal email

About Dave Lyons

Dave Lyons is a Chief Compliance Officer at TIAA Kaspick. He possess expertise in mutual funds, securities, investments, trading, equities and 6 more skills.

Dave Lyons's Current Company Details
TIAA Kaspick

Tiaa Kaspick

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Chief Compliance Officer
San Mateo, CA, US
Dave Lyons Work Experience Details
  • Tiaa Kaspick
    Chief Compliance Officer
    Tiaa Kaspick
    San Mateo, Ca, Us
    View
  • Tiaa Kaspick
    Chief Compliance Officer
    Tiaa Kaspick Nov 2015 - Present
    View
  • Kaspick & Company
    Compliance Officer
    Kaspick & Company Sep 2014 - Nov 2015
    View
  • Tiaa Charitable
    Chief Compliance Officer
    Tiaa Charitable Mar 2018 - Jul 2021
    Redwood Shores, Ca
  • Tiaa
    Investment Limitations - Trading Compliance
    Tiaa May 2011 - Sep 2014
    View
  • Tiaa
    Senior Analyst - Equity Trade Operations
    Tiaa Dec 2008 - Apr 2011
    San Francisco Bay Area
    View
  • Palo Alto Investors
    Operations Manager
    Palo Alto Investors Mar 2007 - Sep 2008
    Palo Alto, Ca
    View
  • Rs Investments
    Trading Compliance Officer/ Trade Operations/ Trading Assistant
    Rs Investments May 1999 - Feb 2007
    San F
    View
  • Franklin Templeton Investments
    Lead Analyst - Broker Dealer Special Services
    Franklin Templeton Investments Jan 1996 - Apr 1999
    San Mateo, Ca
    View

Dave Lyons Skills

Mutual Funds Securities Investments Trading Equities Bloomberg Fixed Income Asset Managment Hedge Funds Investment Management Trading Systems

Dave Lyons Education Details

Frequently Asked Questions about Dave Lyons

What company does Dave Lyons work for?

Dave Lyons works for Tiaa Kaspick

What is Dave Lyons's role at the current company?

Dave Lyons's current role is Chief Compliance Officer.

What is Dave Lyons's email address?

Dave Lyons's email address is ly****@****ail.com

What schools did Dave Lyons attend?

Dave Lyons attended San Diego State University.

What skills is Dave Lyons known for?

Dave Lyons has skills like Mutual Funds, Securities, Investments, Trading, Equities, Bloomberg, Fixed Income, Asset Managment, Hedge Funds, Investment Management, Trading Systems.

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