David Crowder Email & Phone Number

Englewood, Co, Us

Englewood, Co, Us

Westlake, Texas, Us

Monitor organizational networks for security breaches and investigate a violation when one occursInstall and utilize various systems and technology to investigate, analyze, protect, and defend against security threats. Research the latest information technology (IT) security trendsHelp plan and carry out an organization’s way of handling securityCarry out security measures to protect an organization's computer networks and systems. Responsibilities continually expanding as needed

Westlake, Texas, Us

Supervisory Business Analyst- Focus on trending and analysisOrganized and goal-oriented, with experience in project management. Strong focus on simplicity, design, and restraint to meet firm directives.Analytical problem-solver, able to anticipate issues and create new systems that streamline operations, resolve concerns and improve supervisory efficiencies.Skilled in understanding and analyzing "Big Data" by creating systems that allow users the ability to measure and manage information effectively and see the big picture.Computer skills include: MS Word, Excel, Access, Project, Publisher, PowerPoint, PowerPivot, Pivot Charts, InfoPath, SharePoint, SQL Server, Tableau, Alteryx, SAP, and Business Objects.

Westlake, Texas, Us

Designated Supervisor (OSJ) of Variable Annuities sales activities for Charles Schwab, Inc. Selected Achievements:Improved the variable supervisory transaction review process. As a result, this cut the need for Rep outreach by 64%, declines by 66%, and lead to a reduction of supervisory review time by 52%.Developed, and currently maintain, a performance management analytics end-to-end annuity reporting solution. As a result, this provides comprehensive reporting analytics to drive business improvements and growth. Designed simple to use, and easy to understand, supervision that improves the FC/Client experience while providing holistic risk based supervision.

Minneapolis, Mn, Us

•Reviewed Variable Annuity Transitions on a preapproval basis and work with the advisors and clients to ensure compliance with firm’s policy and regulatory guidelines. •Excelled in integrating available technology and introduced new supervisory systems to streamline processes which maximize efficiencies. •Demonstrated strong Leadership abilities by collaborating on Firm Supervisory Procedures.

Compliance compliant and investigation department reviewing and responding directly to customer complaints as well as FINRA, SEC, and State Insurance Commissioner inquires.Supervise financial consultants ensuring compliance with firm's policy and regulatory guidelines.Ensured client transactions are compliant with regulatory requirements and firm's policy.

Manage, consult, and maintain clients' investment portfolios to meet specific insurance needs and investment goals.

Manage, consult, and maintain clients' investment portfolios to meet specific investments goals.

Bachelor Of Science Business Management

Certificate Of Fine Arts