David Harris

David Harris Email and Phone Number

Chief Operating Officer (COO)| People Management | Change Manager
David Harris's Location
Wollstonecraft, New South Wales, Australia, Australia
David Harris's Contact Details

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About David Harris

I am a specialist Senior Operations Leader in Asset Management, with extensive experience in building or turning around operational effectiveness in a range of environments, from boutiques to large corporates, both domestic and offshore.At the helm of Atrium Investment Management as Chief Operating Officer, my mission was to forge operational excellence and drive strategic business transformation. With a keen focus on risk management, I have been instrumental in streamlining processes and spearheading initiatives that have significantly bolstered operational effectiveness.My tenure at Pendal Group as Head of Product honed my skills in product lifecycle management across diverse regulatory landscapes. I am committed to fostering an environment that nurtures talent and embraces change, ensuring that teams are empowered to deliver innovative solutions that meet the evolving demands of the asset management industry.I have extensive knowledge of product lifecycle management and the regulatory environment across geographic boundaries. My broad capability ranges from the implementation of best-practice processes, to leadership of organisational change programs, identifying and mitigating risks and providing leadership for administration and data as required. Adaptable and strategic, I particularly enjoy leading business transformation projects, building engaged teams and mentoring future talent.Skills and experience include:• Leading organisational change projects including systems implementation and embedding process

David Harris's Current Company Details

Chief Operating Officer (COO)| People Management | Change Manager
David Harris Work Experience Details
  • Atrium Investment Management
    Chief Operating Officer
    Atrium Investment Management Jun 2022 - Sep 2024
    Sydney, New South Wales, Australia
    Reporting initially to the CIO and subsequently Group CEO, I designed and arranged end to end Business Operations turnaround restructuring Investment Operations, Data, Legal, Risk, Compliance and Marketing functions. This included org. redesign and appointment of key people.Revamped critically lagging Middle and Back Office system implementation project by establishing appropriate governance structures and guidelines to execute within revised timeline and budget of $550K.
  • Pendal Group
    Head Of Product
    Pendal Group Jun 2021 - Jun 2022
    Sydney, New South Wales, Australia
    Reporting to the Investment Director, I was responsible for the day-to-day management of the Product team. This involved overseeing the product lifecycle management of the Pendal suite of funds and SMAs together with the delivery of key regulatory projects e.g. Design & Distribution Obligations (DDO) by regulatory due date.
  • Amp
    Senior Product Consultant (Fixed Term Contract)
    Amp Nov 2020 - Jun 2021
    Sydney, New South Wales, Australia
    Led project working group to assess commercial and regulatory impacts of the platform simplification strategy. Achievements included Responsible Entity board approval of the recommended simplification strategy (including platform closure).
  • Gam
    Head Of Business Operations, Asia Pacific
    Gam Sep 2018 - Apr 2020
    Sydney, Australia
    I re-established GAM Investments Australia in July 2018. In this role I work closely with the UK based Head Office with accountability for operations in Sydney, Hong Kong and Japan, including as Director of the Board. The business raised over $1.3b in Australia in 2019.Responsibilities include: Strategic Leadership, Change Management, Procurement, Process Engineering, Risk and Compliance Management, Budget Management, Facilities Management.
  • Gam
    Head Of Australia Projects
    Gam Apr 2018 - Sep 2018
    Sydney, Australia
  • Amp Capital
    Senior Manager, Projects – Strategy And Transformation
    Amp Capital Jul 2017 - Mar 2018
    Sydney, Australia
    Reporting to the Director of Strategy and Investment Services, I led the transition of activities into a new operating structure in accordance with the strategy developed in the previous role. This included continued accountability and leadership for key projects and managing additional work-streams to improve operational performance in line with the overall business strategy. Led a key strategic project to improve operational oversight of external fund managers (EFMs) including the establishment of an EFM Operations Management Team. Supported the establishment of a Fund Technical Services Team, facilitating a smooth transition of activities and embedding strong systems and processes to ensure operational success. Co-Leader of the RG97 project, achieving AMP’s compliance with new fee disclosure regulations by the required date despite industry-wide uncertainty over interpretation of regulations.
  • Amp Capital
    Senior Manager, Product Effectiveness
    Amp Capital Aug 2015 - Jul 2017
    Sydney, Australia
    Successfully restructured and built a new Product Effectiveness function which involved the creation of a global product effectiveness team based in Sydney made up of product managers, business assurance experts, offer documents professionals and analysts. This included building a new team and culture, and designing and implementing new universal processes to create efficiencies and improve controls.Responsibilities included: Team Leadership, Recruiting and On-Boarding Personnel, Stakeholder Engagement, Process Efficiencies, Operational Controls, Product Management, Performance Management, Client Management, Product Structuring, Commercial Management
  • Nab Asset Management
    Senior Product Manager
    Nab Asset Management Feb 2013 - Jul 2015
    Sydney, Australia
    End-to-end responsibility for product development and future market strategy of NAB Asset Management’s investment portfolio.This included working with subject matter experts to explore the externalisation of investment capability in line with overall business strategy. A major highlight in the role was successfully delivering the first MLC private equity closed ended fund launch for external investors, exceeding objectives and achieving target fund raise of A$50M.
  • Man Investments (Hong Kong) Ltd
    Head Of Asia Legal And Product Legal
    Man Investments (Hong Kong) Ltd Mar 2008 - Jan 2013
    Hong Kong
    Led the on-shoring of products into retail channels in Hong Kong, Singapore, Taiwan, and Malaysia in order to execute regional business strategy. This included leadership of virtual teams and engagement with senior stakeholders and regulators across the region. Initially appointed as senior structurer, my responsibilities were expanded to include accountability for commercial and legal aspects of product development. A major highlight in the role was structuring the first Futures Trust Fund of Funds to be distributed to retail investors in Taiwan raising USD $150m in a 2 week IPO.
  • Man Investments Australia
    Head Of Product Development
    Man Investments Australia Sep 2002 - Feb 2008
    Sydney, Australia
    Completed team build of high achieving team of 7 product professionals to define strategy, lead the development and launch of new structured products and oversee execution of marketing collateral. This included structuring and project managing 18 closed ended funds that have raised more than $2billion.
  • Emap Advertising
    Operations Manager
    Emap Advertising Oct 2000 - Sep 2002
    London, United Kingdom
    Successfully oversaw operations for EMAP Advertising which included leading the operations team and managing relationships with client facing teams and traffic departments, ensuring successful delivery of advertising campaigns. A major highlight was successfully executing a complex project plan to manage high volume of campaigns with tight radio airtime inventory over Easter weekend 2002 which resulted in EMAP maintaining its high market share.
  • Ord Minnett Strategic Investments
    Marketing/Sales Executive
    Ord Minnett Strategic Investments Apr 1999 - Aug 2000
    Sydney, Australia
    Whilst taking a career break from legal private practice, I got my first real taste of the financial services/Asset Management industry working as a marketing/sales executive. A career highlight was selling more than $13m shares over 3 closed ended issues through connecting with clients, who had previously requested a prospectus, including 1 sale of $2m.This has led to my ongoing interest in the industry.
  • Reid Minty
    Solicitor
    Reid Minty Oct 1996 - Jan 1999
    London, United Kingdom
    I commenced my formal legal training as a para-legal and became a trainee solicitor qualifying in 1998. Career highlights included advising footballers on the impact of the Bosman ruling, considering morality clauses in celebrity endorsement agreements and advising a plaintiff in a mediation to settle a civil litigation matter.

David Harris Skills

Hedge Funds Alternative Investments Derivatives Financial Services Fund Of Funds Asset Management Mutual Funds Structured Finance Management Private Equity Finance Financial Risk Structured Products Mergers And Acquisitions Funding Mergers Equities

David Harris Education Details

Frequently Asked Questions about David Harris

What is David Harris's role at the current company?

David Harris's current role is Chief Operating Officer (COO)| People Management | Change Manager.

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What schools did David Harris attend?

David Harris attended The College Of Law, Middlesex University.

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David Harris has skills like Hedge Funds, Alternative Investments, Derivatives, Financial Services, Fund Of Funds, Asset Management, Mutual Funds, Structured Finance, Management, Private Equity, Finance, Financial Risk.

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