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I am a specialist Senior Operations Leader in Asset Management, with extensive experience in building or turning around operational effectiveness in a range of environments, from boutiques to large corporates, both domestic and offshore.At the helm of Atrium Investment Management as Chief Operating Officer, my mission was to forge operational excellence and drive strategic business transformation. With a keen focus on risk management, I have been instrumental in streamlining processes and spearheading initiatives that have significantly bolstered operational effectiveness.My tenure at Pendal Group as Head of Product honed my skills in product lifecycle management across diverse regulatory landscapes. I am committed to fostering an environment that nurtures talent and embraces change, ensuring that teams are empowered to deliver innovative solutions that meet the evolving demands of the asset management industry.I have extensive knowledge of product lifecycle management and the regulatory environment across geographic boundaries. My broad capability ranges from the implementation of best-practice processes, to leadership of organisational change programs, identifying and mitigating risks and providing leadership for administration and data as required. Adaptable and strategic, I particularly enjoy leading business transformation projects, building engaged teams and mentoring future talent.Skills and experience include:• Leading organisational change projects including systems implementation and embedding process
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Chief Operating OfficerAtrium Investment Management Jun 2022 - Sep 2024Sydney, New South Wales, AustraliaReporting initially to the CIO and subsequently Group CEO, I designed and arranged end to end Business Operations turnaround restructuring Investment Operations, Data, Legal, Risk, Compliance and Marketing functions. This included org. redesign and appointment of key people.Revamped critically lagging Middle and Back Office system implementation project by establishing appropriate governance structures and guidelines to execute within revised timeline and budget of $550K. -
Head Of ProductPendal Group Jun 2021 - Jun 2022Sydney, New South Wales, AustraliaReporting to the Investment Director, I was responsible for the day-to-day management of the Product team. This involved overseeing the product lifecycle management of the Pendal suite of funds and SMAs together with the delivery of key regulatory projects e.g. Design & Distribution Obligations (DDO) by regulatory due date. -
Senior Product Consultant (Fixed Term Contract)Amp Nov 2020 - Jun 2021Sydney, New South Wales, AustraliaLed project working group to assess commercial and regulatory impacts of the platform simplification strategy. Achievements included Responsible Entity board approval of the recommended simplification strategy (including platform closure). -
Head Of Business Operations, Asia PacificGam Sep 2018 - Apr 2020Sydney, AustraliaI re-established GAM Investments Australia in July 2018. In this role I work closely with the UK based Head Office with accountability for operations in Sydney, Hong Kong and Japan, including as Director of the Board. The business raised over $1.3b in Australia in 2019.Responsibilities include: Strategic Leadership, Change Management, Procurement, Process Engineering, Risk and Compliance Management, Budget Management, Facilities Management. -
Head Of Australia ProjectsGam Apr 2018 - Sep 2018Sydney, Australia -
Senior Manager, Projects – Strategy And TransformationAmp Capital Jul 2017 - Mar 2018Sydney, AustraliaReporting to the Director of Strategy and Investment Services, I led the transition of activities into a new operating structure in accordance with the strategy developed in the previous role. This included continued accountability and leadership for key projects and managing additional work-streams to improve operational performance in line with the overall business strategy. Led a key strategic project to improve operational oversight of external fund managers (EFMs) including the establishment of an EFM Operations Management Team. Supported the establishment of a Fund Technical Services Team, facilitating a smooth transition of activities and embedding strong systems and processes to ensure operational success. Co-Leader of the RG97 project, achieving AMP’s compliance with new fee disclosure regulations by the required date despite industry-wide uncertainty over interpretation of regulations. -
Senior Manager, Product EffectivenessAmp Capital Aug 2015 - Jul 2017Sydney, AustraliaSuccessfully restructured and built a new Product Effectiveness function which involved the creation of a global product effectiveness team based in Sydney made up of product managers, business assurance experts, offer documents professionals and analysts. This included building a new team and culture, and designing and implementing new universal processes to create efficiencies and improve controls.Responsibilities included: Team Leadership, Recruiting and On-Boarding Personnel, Stakeholder Engagement, Process Efficiencies, Operational Controls, Product Management, Performance Management, Client Management, Product Structuring, Commercial Management -
Senior Product ManagerNab Asset Management Feb 2013 - Jul 2015Sydney, AustraliaEnd-to-end responsibility for product development and future market strategy of NAB Asset Management’s investment portfolio.This included working with subject matter experts to explore the externalisation of investment capability in line with overall business strategy. A major highlight in the role was successfully delivering the first MLC private equity closed ended fund launch for external investors, exceeding objectives and achieving target fund raise of A$50M.
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Head Of Asia Legal And Product LegalMan Investments (Hong Kong) Ltd Mar 2008 - Jan 2013Hong KongLed the on-shoring of products into retail channels in Hong Kong, Singapore, Taiwan, and Malaysia in order to execute regional business strategy. This included leadership of virtual teams and engagement with senior stakeholders and regulators across the region. Initially appointed as senior structurer, my responsibilities were expanded to include accountability for commercial and legal aspects of product development. A major highlight in the role was structuring the first Futures Trust Fund of Funds to be distributed to retail investors in Taiwan raising USD $150m in a 2 week IPO.
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Head Of Product DevelopmentMan Investments Australia Sep 2002 - Feb 2008Sydney, AustraliaCompleted team build of high achieving team of 7 product professionals to define strategy, lead the development and launch of new structured products and oversee execution of marketing collateral. This included structuring and project managing 18 closed ended funds that have raised more than $2billion.
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Operations ManagerEmap Advertising Oct 2000 - Sep 2002London, United KingdomSuccessfully oversaw operations for EMAP Advertising which included leading the operations team and managing relationships with client facing teams and traffic departments, ensuring successful delivery of advertising campaigns. A major highlight was successfully executing a complex project plan to manage high volume of campaigns with tight radio airtime inventory over Easter weekend 2002 which resulted in EMAP maintaining its high market share.
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Marketing/Sales ExecutiveOrd Minnett Strategic Investments Apr 1999 - Aug 2000Sydney, AustraliaWhilst taking a career break from legal private practice, I got my first real taste of the financial services/Asset Management industry working as a marketing/sales executive. A career highlight was selling more than $13m shares over 3 closed ended issues through connecting with clients, who had previously requested a prospectus, including 1 sale of $2m.This has led to my ongoing interest in the industry.
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SolicitorReid Minty Oct 1996 - Jan 1999London, United KingdomI commenced my formal legal training as a para-legal and became a trainee solicitor qualifying in 1998. Career highlights included advising footballers on the impact of the Bosman ruling, considering morality clauses in celebrity endorsement agreements and advising a plaintiff in a mediation to settle a civil litigation matter.
David Harris Skills
David Harris Education Details
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The College Of LawLaw
Frequently Asked Questions about David Harris
What is David Harris's role at the current company?
David Harris's current role is Chief Operating Officer (COO)| People Management | Change Manager.
What is David Harris's email address?
David Harris's email address is da****@****ail.com
What schools did David Harris attend?
David Harris attended The College Of Law, Middlesex University.
What skills is David Harris known for?
David Harris has skills like Hedge Funds, Alternative Investments, Derivatives, Financial Services, Fund Of Funds, Asset Management, Mutual Funds, Structured Finance, Management, Private Equity, Finance, Financial Risk.
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David Harris
Greater Sydney Area3oba.co.uk, yahoo.com, guineverecapital.com -
David Harris
Brisbane, Qld1gmail.com -
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David Harris
Minister For The Central Coast, Aboriginal Affairs & Treaty, Gaming & Racing, Veterans And Medical Research At Parliament Of NswTuggerah, Nsw4bigpond.com, bendigoadelaide.com.au, idx.com.au, nsw.gov.au -
David Harris
Melbourne, Vic
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