Administered trading and investment banking Compliance programEstablished robust surveillance and reporting structuresInitiated technology transformationReported to Board and Executive CommitteeFostered high performance, inclusive cultureOversaw complex, technical investigationsDeveloped comprehensive, articulate policy frameworkCultivated strong relationships resulting in exceptional stakeholder engagementImplemented effective trainingPromoted… Show more Administered trading and investment banking Compliance programEstablished robust surveillance and reporting structuresInitiated technology transformationReported to Board and Executive CommitteeFostered high performance, inclusive cultureOversaw complex, technical investigationsDeveloped comprehensive, articulate policy frameworkCultivated strong relationships resulting in exceptional stakeholder engagementImplemented effective trainingPromoted cross-jurisdictional collaboration, eliminating silosIdentified emerging risk resulting in proactive mitigation Show less

Conceived and originated front office supervision modelOperationalized global Volcker programOperationalized global Dodd Frank programManaged global teamDeveloped trading policyImplemented business strategy

Designed derivatives supervision platformEvaluated regulatory proposalsDeveloped trading policyCreated continuing education curriculumPrepared and disseminated policy guidance

Performed asset valuation and maintained continuous option pricingImplemented hedge strategiesEvaluated asset pricing software and upgrades

Initiated special handling and block trading facilities for high-net-worth clientsCo-ordinated Y2K inventory, testing and remediationDesigned Business Recovery strategy

Developed and presented multi-media course materialConsulted on senior finance course curriculumPrepared and evaluated term assignments and examinations