Managing Director And Chief Compliance Officer
CurrentAdministered trading and investment banking Compliance programEstablished robust surveillance and reporting structuresInitiated technology transformationReported to Board and Executive CommitteeFostered high performance, inclusive cultureOversaw complex, technical investigationsDeveloped comprehensive, articulate policy frameworkCultivated strong relationships resulting in exceptional stakeholder engagementImplemented effective trainingPromoted… Show more Administered trading and investment banking Compliance programEstablished robust surveillance and reporting structuresInitiated technology transformationReported to Board and Executive CommitteeFostered high performance, inclusive cultureOversaw complex, technical investigationsDeveloped comprehensive, articulate policy frameworkCultivated strong relationships resulting in exceptional stakeholder engagementImplemented effective trainingPromoted cross-jurisdictional collaboration, eliminating silosIdentified emerging risk resulting in proactive mitigation Show less