Group Operations Manager
Current- Direct the Business Controls team of 10 Associates responsible for overseeing risk activities within the group of 2K employees that provides end-to-end operational support of Merrill Lynch, Private Bank, Retirement and.
- Lead the team in coordination and oversight of deliverables during regulatory exams, audits, etc, by acting at the contact for regulators and auditors, including reviewing documentation prepared by the groups for… Show.
- Lead the team in coordination and oversight of deliverables during regulatory exams, audits, etc, by acting at the contact for regulators and auditors, including reviewing documentation prepared by the groups for.
- Proactively provide recommendations on process improvements for groups, leading to strengthening the controls across teams
- Partner with WM Ops teams and control partners to identify 50 self-identified audit issues in 2020 and 24 in 2021, ensuring action steps were in place for remediation and collecting evidence to track each step for.
- Manage the Single Process Inventory components, including risks, controls, and metrics in collaboration with the lines of business and control partners, sustaining compliance with Enterprise expectations Show less
Aug 2015 - Present
