Associate Principal Analyst
CurrentInvestigation of unusual market activity for evidence of violations of federal securities laws and FINRA rules and regulations.
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@finra.org
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Dean Cates is listed as Associate Principal Analyst at Financial Industry Regulatory Authority, based in Gaithersburg, Maryland, United States. AeroLeads shows a work email signal at finra.org and a matched LinkedIn profile for Dean Cates.
Dean Cates previously worked as Homicide Sergeant at Montgomery County Police Department and Detective- Detective Supervisor at Montgomery County Police. Dean Cates holds Master'S Degree, Forensic Psychology from Marymount University.
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Experienced in management of complex matters involving both criminal and financial investigations. Extensive experience in the investigation of homicide and violent crime. Additional investigative experience pertaining to the market manipulation of securities in U.S. markets
Listed skills include Investigation, Law Enforcement, Police, Surveillance, and 17 others.
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Rockville, Maryland, United States
Investigation of unusual market activity for evidence of violations of federal securities laws and FINRA rules and regulations.
Montgomery County, Maryland
Responsible for oversight and investigation of all deaths occurring within Montgomery County. An office of twelve Detectives are responsible for the investigation of all natural deaths, suicides, child deaths, homicides, "in-custody" deaths, police involved shootings, and other violent assaults where death is likely. 2015 represented the highest number of murders in Montgomery County since 2002 (the year of the Beltway Snipers). The Homicide Office achieved a 93% closure rate during this most recent calendar year.
Investigative Services Bureau- Montgomery County Police
Worked progressively from Child Abuse Investigations (sexual/serious physical) to Homicide Investigations. Additionally, two years were spent conducting Child Pornography Investigations. Promoted to Corporal and assigned to an Undercover Narcotics Unit before being promoted to Sergeant and returning to supervisor the Homicide Section.
Patrol Officer in Rockville and Silver Spring. Additionally, trained through the National Highway Traffic Safety Administration (NHTSA) and the Maryland State Police (MSP) and worked as a Drug Recognition Expert throughout the State of Maryland.
Washington D.C.
Responsible for the protection of Members of Congress, their staff, and constituents.
Outstanding Forensic Psychology graduate 2007
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Dean Cates works for Financial Industry Regulatory Authority.
Dean Cates is listed as Associate Principal Analyst at Financial Industry Regulatory Authority.
AeroLeads has found 1 work email signal at @finra.org for Dean Cates at Financial Industry Regulatory Authority.
Dean Cates is based in Gaithersburg, Maryland, United States while working with Financial Industry Regulatory Authority.
Dean Cates has worked for Financial Industry Regulatory Authority, Montgomery County Police Department, Montgomery County Police, and United States Capitol Police.
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Dean Cates holds Master'S Degree, Forensic Psychology from Marymount University.
Dean Cates is listed with skills including Investigation, Law Enforcement, Police, Surveillance, Crisis Management, Security Operations, Leadership, and Public Speaking.
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