Dennis Ong Email & Phone Number

London, England, United Kingdom

London, England, United Kingdom

Equity Derivatives Group Legal Documentation Templating TeamSupporting the Bank's structured securitised business in its development, testing and implementation of automated document templates, including KIDs for PRIIPs, Term sheets, Final Terms and Pricing Supplements- Testing automated document templates in UAT and production- Working with external.

London, England, United Kingdom

• Supported the Business Manager for Equity Global Markets by writing the internal policy document for Order Management for Front Office staff, to help ensure compliance with external regulations (including MiFID II) and.
• Created action plan for collection of data from each business line, including Cash Equity, Flow Sales and Prime Services
• Devised a robust and reusable questionnaire, conducted face to face interviews with the relevant trading, sales, business managers
• Analysed and reviewed existing documentation including Sales and Trading Handbooks, Procedures and Mandates
• Collaborated with 2LOD teams, including Norms, Controls and Governance and Compliance

London, United Kingdom

• Worked as part of The Bank’s Structured Equity Business as part of its Front Office Business Management team in London, with focus on developing Automation and Improving Processes to deliver accurate, efficient and.
• Drafted, Reviewed and Maintained document templates for Termsheets, Final Terms and OTC ISDA Confirmations for Structured Equity Products
• Termsheets: Used in-house Rich Text Editor to write Structured Product Termsheet templates that interpreted trade XMLs for automatic Termsheet generation. Payoffs include Autocallables, Barrier Reverse Convertibles.
• Legal Final Terms: worked with Legal team in Frankfurt to change a manual Final Terms drafting process to an automated process– Reduced SLA time from T+10 to T+5 for Final Terms issuance and achieved 70% automatic.
• ISDA confirmations: Supported Back Office in writing Confirmation templates to enable T+0 dispatch to high volume clients
• KIDs for PRIIPs: Worked with external vendors to help map Trade XMLs and JSONs in order to ensure generated KIDs correctly represent product Payoffs

Singapore

Supported The Bank’s commodities business in SE Asia by ensuring timely and accurate delivery and execution of all relevant post trade documentation to internal and external clients.

Singapore

Ensured correct settlements of fixed income products.Provided support to front office as part of Novation Working Group.

London, United Kingdom

Handling The Bank's documentation and systems to complete confirmation matching and processing for OTC derivative trades.Products included interest rate, credit and FX OTC derivatives for Inter-Bank, Financial Institutions and Corporate clients.