Danny Kim Email & Phone Number

▪ Perform Due Diligence/KYC reviews including identifying potential suspicious activities, PEPs, and negative news for a multitude of account types. Conduct transactional analysis to assess the clients’ risk against the Bank’s risk model.▪ Conduct periodic and new account reviews for high-risk customers (CIB, WIB, Trade Finance, NRA, PEP, MSB, Cannabis, CRB), developing a comprehensive narrative on the customer to analyze an enhanced understanding of the client’s business operations and activities, and ultimately to determine if the client’s risk is acceptable to the Bank.▪ Perform thorough research on clients and their transactional activities, including high-risk customer type identification, NAICS code, business operations, expected transactional activities, expected customers and suppliers, relevant businesses, negative news, SAR history, reasonableness of transactions, counterparty research, and overall conclusion/recommendations.▪ Perform pre-onboarding and onboarding case reviews for potential clients and potential high-risk clients, including foreign businesses, cannabis-related businesses, and CRB-related businesses.▪ Escalate clients with observed suspicious activities and various red flags, and subsequently prepare, complete, and file SARs accordingly.

Los Angeles, California, United States

▪ Conducted daily, bi-weekly, monthly, and quarterly OFAC duties and tasks such as FinCEN314(a) screenings, CIS Batch Validations, OFAC search screenings from branches (New Accounts, On-Us Checks, Outgoing Wires, Negotiable Instruments), and ACH report screenings.▪ Performed OFAC searches on beneficiaries of monetary instruments purchased by customers, as well as recording and maintaining relevant search results.▪ Identified common errors in OFAC searches within Bridger Insight XG, and collaborated on creating a decision flow chart to assist branch and department(s) employees in clearing alerts in an accurate and efficient manner.▪ Performed due diligence/KYC reviews including identifying potential suspicious activities, PEPs, and negative news, as well as conducting transactional analysis to assess the clients’ risk against the Bank’s risk model.▪ Conducted periodic reviews and analysis for high-risk customers, developing a thorough narrative on the customer to have a better understanding of the client’s business operations and activities, and ultimately to determine if the client’s risk is acceptable to the Bank.

Los Angeles, California, United States