David Shannon Email & Phone Number

Wickford, GB

London, England, United Kingdom

• Leading a group of Product Managers owning the end-to-end of core business and technology capabilities. Examples of products range from order management applications, allocation tools and CASS compliant reconciliation.
• Fully design and formally documented the business requirement for a double-entry books and records application to adhere to the FCA CASS Rulebook which includes, Journal Uploads, Open-Item accounting (matching).
• Compliant investment platform to collect demand from Retail Investors and Eligible Counterparties.
• Multiple Payment Providers integrated into the platform for both Card Payments (WorldPay) & Open Banking Payments (PLAID)
• Operational and compliant reconciliation tool to test the integrity of PrimaryBids Investment Platform. Enabling the operations team to complete 1LOD and 2LOD on BAU.
• Settlement tool to manage the settlement of assets between Retail Users and their Settlement Agents.

London, England, United Kingdom

London, England, United Kingdom

• Fully design and formally document the business requirement for a double-entry books and records application to adhere to the FCA CASS Rulebook which includes, Journal Uploads, Open-Item accounting (matching).
• Initiate design and documentation for the User Experience (UX) and the applications Front End Interface to support the business requirements and user needs.
• Fully document the… Show more
• Fully document the requirement for the integration of a new Payment Provider such as WorldPay to enable the company to retrieve client money effectively and record events through the reconciliation tool.
• Fully engage full stack engineers and developers to build and delivery application daily through stand-ups/scrums and backlog management & refinement.
• Project manage the delivery of the product which includes planning, organising, monitoring and managing stakeholders through all Risks, Actions, Issues and Decisions. Show less

London, United Kingdom

• Focused on the implementation and transition of Transfer Agency for Schroders UK Funds from SS&C (formerly DST) to HSBCs new UK Transfer Agency Services. (Successfully migrated on 22nd June 2020).Some examples of my.
• Co-ordinating and supporting activities associated with defining and implementing the target operating model(s) that underpin Schroders Global Transfer Agency strategy within regulation and compliance including CASS.
• Co-ordinating and supporting activities associated with defining and implementing the target operating model(s) that underpin Schroders Global Transfer Agency strategy within regulation and compliance including CASS.
• Co-ordinating and supporting activities associated with defining and implementing detail operation material (e.g. Business Process Maps, Procedures, Controls frameworks, training) for all impacted parties and all.
• Support the preparation and execution of the project test phases (UAT, Dress Rehearsals & Model Office).
• Support the programme work streams to ensure alignment of approach, design and deliverables.

London, Greater London, United Kingdom

Principle Consultant at Assurance Programme Solutions offering Change & Transformation Specialists for the Wealth & Asset Management Industry. Sub contracted as a Project Manager to deliver a number of high profile projects for DST such as, full rebranding projects and client Brexit deliverables (OEIC to SICAV conversions), across different platforms and.

Luxembourg

London

• Managing the relationship between TPA and Castle Trust for their Investment Operation.
• Designing and developing new processes in the Investment Operation in readiness to bring the full administration in house.
• Coordinating with internal and external experts to develop the full CASS compliant model for the new Investment Operation.
• Provide advice on requirements to build a finance operation which allows a clear, concise and simple CASS compliant process to reconcile with… Show more
• Provide advice on requirements to build a finance operation which allows a clear, concise and simple CASS compliant process to reconcile with precision and highlight exceptions promptly.
• Vendor engagement to supplement core SaaS solutions to act as a bolt on in supplying a complete Investment Operation.

London, United Kingdom

• Work simultaneously with stakeholders and TPA to share best practises and efficiencies to ensure a top tier client service is being delivered to our clients.
• Identify internal processing gaps and develop procedures.
• Communicate appropriate and important information to stakeholders.
• Perform regular governance meetings with TPA client services teams to ensure the service provided is to the highest standard and all controls and procedures are being met and… Show more
• Perform regular governance meetings with TPA client services teams to ensure the service provided is to the highest standard and all controls and procedures are being met and developed.
• Identify and implement change to TPA processes to reduce complaints and inefficient processes.

London, United Kingdom

• Investor Services Team Manager (Jan 15 - Dec 15)Investor Services Deputy Manager (Sep 14 - Dec 14)Intermediary Services Consultant (Mar 14 - Aug 14)
• Co Manage a client services team of 24 in the intermediary and retail space of UK asset management.
• Maintain KPI's and consider different strategies to protect these alongside transitions in the team and across the department.
• Manage team members through Personal Improve Plans due to development and attitude to their… Show more Investor Services Team Manager (Jan 15 - Dec 15)Investor Services Deputy Manager (Sep 14 - Dec 14)Intermediary.
• Manage team members through Personal Improve Plans due to development and attitude to their work.
• Issue and error management – Work toward personal developments and preventative actions to mitigate further incidents happening.

Basildon

• The developing, processing and reconciling of redemptions, subscription, commission and distributions in trading & ledger systems.
• Completing the integrity reconciliation between dealing and ledger systems for a cross currency, split register investment model.
• Ensuring the client money controls are functioning and that all funding and payments are within regulation and no excesses or shortfalls are present.
• Monitoring and reconciling cash breaks caused by amendments in client… Show more
• Monitoring and reconciling cash breaks caused by amendments in client transactions and cancellations.
• Creating and processing liquidation and creations between Management Company, administrator, custodian and trustee.

Chelmsford, United Kingdom

• Receiving, investigating and answering queries from Private Investors, IFA’s and Management Companies.
• Adhering to financial regulations including KYC.
• Ensuring Service Level Agreements (SLA) and Key Performance Indicators (KPI) are met.
• Promoting clear and accurate communication within the team to maintain high performance and understanding.
• Adhering to business demands depending on work volumes and responding to queries by letter, email, fax or phone.
• Support… Show more

London, United Kingdom

Throughout my trainee position within Tullett Prebon I was provided the opportunity to progress my knowledge and understanding within the money markets; liaising with banking clientele and senior brokers within the industry extended my knowledge of the present market and its impact it has on society. The job role introduced me to a number of markets within.