Functional Risk and Control Officer Regional CFOS and TaxProvided independent advice and consolidated view of operational risk issues for Tax and Regional CFO through identification, review, reporting, and escalation of operational risk.• Shared and implemented operational risk best practices and implementation of governance and control.

Global Head of Product Control Operational Risk Management and Accounting and Regulatory Assurance, Americas Regulatory Reporting Quality Assurance and CFO Functional Risk and Control Officer LeadLed the Global Product Control (PC) Operational Risk and Control team responsible for driving strategic direction for departmental risk monitoring, controls, and policies during a time of significant organizational change and deployments. Oversaw PC’s departmental responses to the firm’s global regulators ensuring consistency and responsiveness. Led the PC Accounting Assurance team for new policy implementations.Co-Chair for Americas Regulatory Reporting Steering Committee responsible for governance over Americas regulatory reporting control monitoring. Led RRQA and CFO attestation teams responsible for quality assurance reviews over regulatory reporting submissions and CFO attestation for the IHC.Represented the CFO function in firmwide Non-Financial Risk forums, influencing policies as well as provided SME input. Drove the Annual CFO risk control self-assessment process (RCSA) process, providing a consolidating view for senior CFO management. Supported and challenged CFO FRCO community to share and embed best practices.

Global Head of PC Operational Risk Management and Accounting and Regulatory AssuranceProvided independent advice and consolidated view of operational risk issues within product control department through identification, review, reporting and escalation of operational risk to global/regional/product controller functions

Global Head of SOX 404 for Investment Banking DivisionLed the SOX 404 implementation initiative across the global investment banking division. Developed and implemented the assessment, communication, and training approach.

US GAAP implementation for a large foreign banking institution

Americas CFOOversaw the financial and management reporting, expenses and budgeting, regulatory reporting, tax and product control function for the New York businesses and entities. Financial and Operations Principal (FINOP) series 27.

Head of London Product Control, Valuation Risk and Control Team

Audit ManagerFinancial Services Audit Manager