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Frank Mitchell is listed as Financial Services C-Suite Consultant at Financial Services Consulting, based in Greater Philadelphia, United States, United States. AeroLeads shows a matched LinkedIn profile for Frank Mitchell.
Frank Mitchell previously worked as CEO - Pro Tempore at Blv Securities and CEO Pro-tempore at Braz-Am Group. Frank Mitchell studied at City University Of New York-Brooklyn College.
Frank Mitchell is a Financial Services C-Suite Consultant at Financial Services Consulting. He possess expertise in derivatives, investments, trading, options, risk management and 30 more skills.
Listed skills include Derivatives, Investments, Trading, Options, and 31 others.
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Serving as a parachute-in change-management consultant or transitional senior executive to financial services firms seeking to enhance company valuations, improve salability, or investor appeal and/or improve ROI through strategic product/market expansions and financial, operational, or regulatory compliance efficiencies. A big-picture, solution-driven.
Wayne, PA
Currently serving as transitional CEO/CFO while overseeing a management team build-out, reorganization and product/market restructuring.
Miami, Philadelphia, Brazil
Oversaw the conversion of an international client branch-office operation to a third-party B/D.
Toronto And Philadelphia
On behalf of company investors: Replaced senior management team; expanded products and markets; established international execution and clearing; refined regulatory compliance and supervisory control processes; enhanced company valuation. Coordinated sale of this entity to an international investor group; led a smooth transition of management, products and.
40 Wall Street, NY, NY 10005
Acquired a compliance-troubled retail BD book of business (client list) and converted it to a fully-compliant OSJ branch office. Transitioned the acquired high-net-worth clientele onto a new investment platform, providing high-quality trading and investment support services, enhanced regulatory and compliance oversight, implemented enhanced sales.
40 Wall Street NY, NY 10005
Served as interim adviser to Financial and Operations (FinOp) Principal, Registered Options Principal (ROP). and independently owned/managed an Office of Supervisory Jurisdiction (OSJ) branch office operation.
Greater New York City Area
Served as interim head of front-to-back office operations, compliance, customer service, finance & administration, product and strategic planning for this aggressive financial services company offering broker-dealer, investment banking, and asset management services to HNW retail and institutional clientele
Wayne, PA
Full front to back-office operations and systems build-out and management for this institutional investment boutique. Utilizing a consultative, client-solution based, product development strategy, we defined and pioneered the development of several equity, fixed income, and currency portfolio trading, hedging, and transition management services (focused on.
Front-to-back office operations, compliance, and sales/distribution change management, multi-product silo integration and expansion, and business development related to trading and investments, mutual funds, and investment research operations, sales, compliance, and administration.
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Frank Mitchell works for Financial Services Consulting.
Frank Mitchell is listed as Financial Services C-Suite Consultant at Financial Services Consulting.
Frank Mitchell is based in Greater Philadelphia, United States, United States while working with Financial Services Consulting.
Frank Mitchell has worked for Financial Services Consulting, Blv Securities, Braz-Am Group, Loewen, Ondaatje, Mccutcheon Usa, and Coastal Affiliated Brokers, Llc.
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Frank Mitchell studied at City University Of New York-Brooklyn College.
Frank Mitchell is listed with skills including Derivatives, Investments, Trading, Options, Risk Management, Mutual Funds, Alternative Investments, and Equity Derivatives.
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