Provide Interim & Fractional Executive Services in the roles of CEO, COO, CIO (Investments), CMO & COO. Also provide Expert Witness Services specifically focused on the Retail Financial Services Industry.

Outsourced Chief Investment Officer (OCIO) providing complete portfolio services to B/Ds, RIAs. Family Offices and other organizations. Experienced in Faith-Based Investing.

Fast-growing goals-based asset management firm where I have held various roles including interim Chief Investment Officer, COO, CFO & Institutional Sales.

Broad-based business consulting firm. Specialties include: planning and execution of strategic business transformation, leadership & organizational development, platform/product design and development, distribution and risk management. Also provided interim executive management for a handful of diverse non-affiliated entities.

Focused on helping this large institutional organization diversify and expand its retail offering through both internal and external distribution channels.

As principal executive officer of a full-service brokerage firm & Registered Investment Advisor, I had overall responsibility for growing the business, recruiting reps, selecting clearing firms, approving products, structuring operations/compliance/sales departments, developing products and constructing portfolios. Highlights include:--RR increase from 90 to 850--Annual GDC from $2MM to $25MM--Assets from $300MM to $2.5BN--Started Registered Investment Advisor--Designed three proprietary managed account programs--Retail and Institutional Clientele

In addition to leading the broker/dealer, I was also responsible for the marketing of the proprietary Century II variable products which included annuties, life insurance and survivorship life insurance.

Marketed dollar-denominated life insurance products (with an investment rider) to high-net worth residents of Latin America and Asia

One of three original employees involved in a start-up broker/dealer that grew to 300 reps during my tenure. In building up the firm, I was involved in all aspects of the business, which consisted of operations, compliance, regulatory relationships, recruiting, due diligence, client portfolio development and sales/business development.